CAP 8100
Preparation and Certification of Operations Manual ______________ Approved by the Director General of Civil Aviation
First Edition – 2013
Directorate General of Civil Aviation, India
Preparation and Certification Of Operations Manual
Record of Revisions
CAP 8100 Section 0 Revision 1
November 2014
RECORD OF REVISIONS
Flight Standards Directorate, DGCA, India is responsible to ensure that this manual is updated as required and to maintain the contents of the manual current at all times. Amendments to this manual are promulgated by means of revisions issued whenever necessary to cover corrections and to add or modify the contents. Any Revisions to the manual shall be shown with a vertical bar on the left side of the revised data. The page number and the revision number of the effected page must be changed accordingly. The list of effective pages and history of revisions page must be amended accordingly. All revisions to this manual shall have the approval of the approving authority of this manual prior to publishing of the revisions.
REVISION NUMBER
DATE ENTERED
ENTERED BY
Rev 0 Rev 1
14 Jun 2013 23 Nov 2014
FSD, DGCA CFOI, DGCA
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CAP 8100
Preparation and Certification Of Operations Manual
Record of Revisions
Section 0 Revision 1
November 2014
LIST OF EFFECTIVE PAGES
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CAP 8100
Preparation and Certification Of Operations Manual
Record of Revisions
Section 0 Revision 1
November 2014
HISTORY OF REVISIONS Revision Number
Particulars of Revision
Effective Date
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Initial issue of implementing standards for CAP 8100 Preparation and Certification of Operations Manual.
14 Jun 2013
• •
1
Guidance to Operators for Preparation Instructions to Inspectors for Certification
This Manual is published by DGCA, India and includes applicable requirements from ICAO Annex 6 (up to revision 36) Revision to include applicable requirements from ICAO Annex 6 Part I and III (up to Amendment 19 and 38)
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23 Nov 2014
Preparation and Certification Of Operations Manual Table Of Contents
CAP 8100 Section 0 Revision 1
November 2014
TABLE OF CONTENTS
LIST OF EFFECTIVE PAGES..................................................................................................... 2 HISTORY OF REVISIONS.......................................................................................................... 4 TABLE OF CONTENTS .............................................................................................................. 5 FOREWORD 8 ABBREVIATIONS ....................................................................................................................... 9 DEFINITIONS ........................................................................................................................... 15
SECTION
1 - INTRODUCTION.............................................................................................. 28
1.1
ICAO DEFINITION OF OPERATIONS MANUAL..................................................... 28
1.2
APPLICABLE ICAO STANDARDS AND RECOMMENDED PRACTICES (SARPS)28
1.3
THE RESPONSIBILITY OF THE OPERATOR ........................................................ 29
1.4
RESPONSIBILITY OF THE INSPECTOR ............................................................... 29
1.5
OPERATIONS MANUAL ......................................................................................... 30
1.6
CHECK LISTS ......................................................................................................... 30
SECTION
2 - GENERAL RULES FOR THE PREPARATION OF OPERATIONS MANUAL.. 32
2.1
GENERAL RULES................................................................................................... 32
2.2
MANUAL STANDARDS........................................................................................... 32
SECTION
3 - ISTRATION OF THE OPERATIONS MANUAL .................................... 36
3.1
PREPARATION OF OPERATIONS MANUAL ......................................................... 36
3.2
MASTER MANUALS................................................................................................ 37
3.3
AMENDMENTS / REVISIONS TO OPERATIONS MANUAL.................................. 37
3.4
ACCESS TO OPERATIONS MANUAL.................................................................... 39 Page | 5
Preparation and Certification Of Operations Manual Table Of Contents
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393.5
AIRCRAFT COPY.................................................................................................. 39
SECTION
4-
REQUIRED TECHNICAL SAFETY EVALUATIONS .................................... 41
4.1
APPROVAL AND ACCEPTANCE ACTIONS........................................................... 41
4.2
DEMONSTRATIONS BEFORE ISSUANCE OF APPROVALS .............................. 42
4.3
RECORDING OF CERTIFICATION ACTIONS........................................................ 42
4.4
COORDINATION OF OPERATIONS AND AIRWORTHINESS EVALUATIONS ..... 43
4.5
APPROVAL ACTIONS............................................................................................. 43
4.6
PROVISIONS THAT REQUIRE A TECHNICAL EVALUATION............................... 47
4.7
OTHER APPROVAL OR ACCEPTANCE CONSIDERATIONS ............................... 50
514.8
DELEGATION OF AUTHORITY TO INSPECTORS ................................................ 49
52SECTION
5 - STRUCTURE OF THE OPERATIONS MANUAL......................................... 52
5.1
STRUCTURE OF THE OPERATIONS MANUAL .................................................... 52
5.2
PART A:
GENERAL............................................................................................. 52
5.3
PART B:
AIRCRAFT OPERATING INFORMATION ............................................ 52
5.4
PART C:
AREAS, ROUTES AND AERODROMES ............................................. 52
5.5
PART D:
TRAINING............................................................................................. 52
SECTION 6 - OPERATIONS MANUAL PART A (AEROPLANES) .......................................... 53 68SECTION 7 – OPERATIONS MANUAL PART B (AEROPLANES)....................................... 68 72SECTION 8 – OPERATIONS MANUAL PART C (AEROPLANES) ...................................... 72 74SECTION 9 – OPERATIONS MANUAL PART D (AEROPLANES) ...................................... 74 SECTION 10 – OPERATIONS MANUAL PART A (HELICOPTERS)........................................ 76 SECTION 11 – OPERATIONS MANUAL PART B (HELICOPTERS)........................................ 89 SECTION 12 – OPERATIONS MANUAL PART C (HELICOPTERS) ....................................... 95 SECTION 13 – OPERATIONS MANUAL PART D (HELICOPTERS) ....................................... 96 Page | 6
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Table Of Contents
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CHECKLIST – 01A
ASSESMENT OF OPERATIONS MANUAL - PART A (AEROPLANES)103
CHECKLIST – 02A
ASSESMENT OF OPERATIONS MANUAL - PART B (AEROPLANES)105
CHECKLIST – 03A
ASSESMENT OF OPERATIONS MANUAL - PART C (AEROPLANES)107
CHECKLIST – 04A
ASSESMENT OF OPERATIONS MANUAL - PART D (AEROPLANES)108
CHECKLIST – 01H
ASSESSMENT OF OPERATIONS MANUAL - PART A (HELICOPTERS)109
CHECKLIST – 02H
ASSESMENT OF OPERATIONS MANUAL - PART B (HELICOPTERS)111
CHECKLIST – 03H
ASSESMENT OF OPERATIONS MANUAL - PART C (HELICOPTERS)113
CHECKLIST – 04H
ASSESMENT OF OPERATIONS MANUAL - PART D (HELICOPTERS)1142
115ANNEXURE 1 - APPROVAL PAGE FOR AEROPLANE OPERATIONS MANUAL . ……..115 ANNEXURE 2 - APPROVAL PAGE FOR AEROPLANE OPERATIONS MANUAL ............... .115
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Preparation and Certification Of Operations Manual
Foreword
CAP 8100 Section 0 Revision 0
June 2013
FOREWORD ICAO Annex 6 specifies that an Air Operator shall not engage in commercial air transport operations unless in possession of a valid Air Operator Permit (AOP) issued by the State of the Operator. ICAO Annex 6 also specifies that the issue of an air operator certificate by the State of the Operator shall be dependent upon the operator demonstrating an adequate organization, method of control and supervision of flight operations, training program as well as ground handling and maintenance arrangements consistent with the nature and extent of the operations specified. As per Annex 6, the State of the Operator is required to establish a system for both the certification and the continued surveillance of the operator to ensure that the required standards of operations are established prior to granting an AOP and are maintained. Preparation of an Operations Manual by the Operator for the use and guidance of Operations personnel and the approval / acceptance of the Operations manual by the State regulatory authority is a vital element of the certification and surveillance process. The purpose of this manual is to provide guidance to the operator in preparation of the Operations Manual and to provide instructions to Inspectors of DGCA, India in certifying/ approving/accepting the Operations Manual.
Any interpretation regarding the contents of this manual by DGCA, India shall be considered final.
Arun Mishra Director General of Civil Aviation
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Preparation and Certification Of Operations Manual
Abbreviations
ABBREVIATIONS AC
Alternating current
ACAS
Airborne collision avoidance system
ADS
Automatic dependent surveillance
ADS-C
Automatic dependent surveillance — contract
AFCS
Automatic flight control system
AFM
Airplane Flight manual
AGA
Aerodromes, air routes and ground aids
AIG
Accident investigation and prevention
AOC
Aeronautical operational control
AOC
Air operator certificate
APU
Auxiliary power unit
ASDA
Accelerate stop distance available
ASE
Altimetry system error
ATC
Air traffic control
ATM
Air traffic management
ATS
Air traffic services
AVSEC
Aviation Security
DGCA
Directorate General of Civil Aviation
CAS
Calibrated airspeed
CAT I
Category I
CAT II
Category II
CAT III
Category III Page | 9
CAP 8100 Section 0 Revision 0
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Preparation and Certification Of Operations Manual
Abbreviations
CAT IIIA
Category IIIA
CAT IIIB
Category IIIB
CAT IIIC
Category IIIC
cm
Centimeter
CDL
Configuration deviation list
CFIT
Controlled flight into terrain
CAR
Civil Aviation Requirement
C of A
Certificate of Airworthiness
C of R
Certificate of Registration
DLC
Controller-pilot data link communications
CSI
Cabin Safety Inspector
CVR
Cockpit voice recorder
DA
Decision altitude
DA/H
Decision altitude/height
D-FIS
Data link-flight information services
DH
Decision height
DME
Distance measuring equipment
DSTRK
Desired track
ECAM
Electronic centralized aircraft monitor
EFIS
Electronic flight instrument system
EGT
Exhaust gas temperature
EICAS
Engine indication and crew alerting system
ELT
Emergency locator transmitter
EPR
Engine pressure ratio Page | 10
CAP 8100 Section 0 Revision 0
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CAP 8100
Preparation and Certification Of Operations Manual
Abbreviations
Section 0 Revision 1
ETOPS
Extended range operations by turbine-engine aeroplanes
EDTO
Extended Diversion Time Operations
EVS
Enhanced Vision Systems
FDAU
Flight data acquisition unit
FDR
Flight data recorder
FL
Flight level
FM
Frequency modulation
FOE
Flight Operations Expert
FOI
Flight Operations Inspector
FOO
Flight Operations Officer / Flight Dispatcher
ft
Foot
ft/min
Feet per minute
g
Normal acceleration
GCAS
Ground collision avoidance system
GNSS
Global navigation satellite system
GPWS
Ground proximity warning system
HUD
Head up display
hPa
Hectopascal
ICAO
International Civil Aviation Organization
IFR
Instrument flight rules
ILS
Instrument landing system
IMC
Instrument meteorological conditions
INS
Inertial navigation system
ISA
International standard atmosphere Page | 11
November 2014
CAP 8100
Preparation and Certification Of Operations Manual
Abbreviations
Section 0 Revision 0
June 2013
kg
Kilogram
kg/m2
Kilogram per meter squared
km
Kilometer
km/h
Kilometer per hour
kt
Knot
kt/s
Knots per second
lb
Pound
LDA
Landing distance available
LOFT
Line Oriented Flight Training
m
Meter
MCM
Maintenance Control Manual
MDA
Minimum descent altitude
MDA/H
Minimum descent altitude/height
MDH
Minimum descent height
MEL
Minimum equipment list
MHz
Megahertz
MLS
Microwave landing system
MMEL
Master minimum equipment list
MEL
Minimum Equipment List
MNPS
Minimum navigation performance specifications
MOPS
Minimum Operational Performance Specification
m/s
Meters per second
m/s2
Meters per second squared
N
Newton
N1
Low pressure compressor speed (two-stage compressor); fan speed (three-stage Page | 12
CAP 8100
Preparation and Certification Of Operations Manual
Abbreviations
Section 0 Revision 0
June 2013
compressor) N2
High pressure compressor speed (two-stage compressor); intermediate pressure compressor speed (three-stage compressor)
N3
High pressure compressor speed (three stage compressor)
NAV
Navigation
NM
Nautical mile
NOTAM
Notice to Airman
OCA
Obstacle clearance altitude
OCA/H
Obstacle clearance altitude/height
OCH
Obstacle clearance height
Ops Specs Operations Specifications PANS
Procedures for Air Navigation Services
PBN
Performance-based navigation
R
Required communication performance
Rev
Revision
RNAV
Area navigation
RNP
Required navigation performance
RP
Recommended Practice adopted by the Council which contracting States will Endeavour to conform in accordance with the Convention.
RVR
Runway visual range
RVSM
Reduced vertical separation minima
SARPS
Standards and Recommended practices
SICASP
Secondary Surveillance Radar Improvements and Collision Avoidance Systems
SOP
Standard operating procedures
SST
Supersonic transport Page | 13
CAP 8100
Preparation and Certification Of Operations Manual
Abbreviations
Section 0 Revision 0
June 2013
SLF
Supervised Line Flying
STD
Standards adopted by the Council which contracting States will conform in accordance with the Convention.
STOL
Short take-off and landing
TAS
True airspeed
TAWS
Terrain awareness warning system
TCAS
Traffic alert and collision avoidance system
TLA
Thrust lever angle
TLS
Target level of safety
TODA
Take-off distance available
TORA
Take-off run available
TVE
Total vertical error
USOAP
Universal Safety Oversight Audit Program
UTC
Coordinated universal time
VFR
Visual flight rules
VD
Design diving speed
VMC
Visual meteorological conditions
VMC
Minimum control speed with the critical engine inoperative
VOR
VHF Omni directional radio range
VS0
Stalling speed or the minimum steady flight speed in the landing configuration
VS1
Stalling speed or the minimum steady flight speed in a specified configuration
VTOL
Vertical take-off and landing
WXR
Weather
Symbols °C
Degrees Celsius
%
Per cent Page | 14
Preparation and Certification Of Operations Manual
Definitions
CAP 8100 Section 0 Revision 1
November 2014
DEFINITIONS
Throughout this manual, the use of the male gender should be understood to include male and female persons.
Following definitions shall apply to all s of this manual. Aerodrome Operating Minima: The limits of usability of an aerodrome for: a) take-off, expressed in of runway visual range and / or visibility and, if necessary, cloud conditions; b) landing in 2 D i n s t r u m e n t approach operations, expressed in of visibility and/or runway visual range; minimum descent altitude/height (MDA/H) and, if necessary, cloud conditions; and c) landing in 3D instrument approach operations, expressed in of visibility and/or runway visual range and decision altitude/height(DA/H) appropriate to the type and/or category of the operation. Aircraft Operating Manual:A manual, acceptable to the DGCA containing normal, abnormal and emergency procedures, checklists, limitations, performance information, details of the aircraft systems and other material relevant to the operation of the aircraft. Note:- The aircraft operating manual is the part of the operation manual. Air operator Permit/ certificate (AOC):A Permit /Certificate authorizing an operator to carry out specified commercial air transport operations. Airworthy:The status of an aircraft, engine, propeller or part when it conforms to its approved design and is in a condition for safe operation. Alternate aerodrome:An becomes either impossible intended landingwhere the performance requirements
aerodrome to which an aircraft may proceed when it or inadvisable to proceed to or to land at the aerodrome of necessary services and facilities are available, where aircraft can be met and which is operational at the expected time Page | 15
Preparation and Certification Of Operations Manual
Definitions
CAP 8100 Section 0 Revision 1
November 2014
of use. Alternate aerodromes include the following: Take-off alternate. An alternate aerodrome at which an aircraft would be able toland should this become necessary shortly after take-off and it is not possible to use the aerodrome of departure. En-route alternate. An alternate aerodrome at which an aircraft would be able to land in the event that a diversion becomes necessary while en-route. Destination alternate. An alternate aerodrome at which an aircraft would be able to land should it become either impossible or inadvisable to land at the aerodrome of intended landing. Note: The aerodrome from which a flight departs may also be an en-route or a destination alternate aerodrome for that flight . Altimetry system error (ASE):The difference between the altitude indicated by the altimeter display, assuming a correct altimeter barometric setting, and the pressure altitude corresponding to the undisturbed ambient pressure. Accelerate-stop distance available (ASDA): The length of the take-off run available plus the length of stop way, if provided. Combined vision system (CVS). A system to display images from a combination of an enhanced vision system (EVS) and a synthetic vision system (SVS). COMAT. Operator material carried on an operator’s aircraft for the operator’s own purposes. Continuous descent final approach (CDFA). A technique, consistent with stabilized approach procedures, for flying the final approach segment of a non-precision instrument approach procedure as a continuous descent, without level-off, from an altitude/height at or above the final approach fix altitude/height to a point approximately 15 m (50 ft) above the landing runway threshold or the point where the flare maneuver should begin for the type of aircraft flown.
Area navigation (RNAV):A method of navigation which permits aircraft operation on any desired flight path within the coverage of ground- or space- based navigation aids or within the limits of the capability of self-contained aids, or a combination of these. Note.— Area navigation includes performance-based navigation as well as other operations that do not meet the definition of performance-based navigation. Cabin crew member: A crew member who performs, in the interest of safety of engers, duties assigned by the operator or the pilot-in-command of the aircraft, but Page | 16
Preparation and Certification Of Operations Manual
Definitions
CAP 8100 Section 0 Revision 1
November 2014
who shall not act as a flight crew member Commercial air transport operation: An aircraft operation involving the transport of engers, cargo or mail for remuneration or hire. Configuration deviation list (CDL):A list established by the organization responsible for the type design with the approval of the State of Design which identifies any external parts of an aircraft type which may be missing at the commencement of a flight, and which contains, where necessary, any information on associated operating limitations and performance correction. Continuing airworthiness: The set of processes by which all aircraft comply with the applicable airworthiness requirements and remain in a condition for safe operation throughout their operating life. Crew member: A person assigned by an operator to duty on an aircraft during a flight duty period. Cruise relief pilot: A flight crew member who is assigned to perform pilot tasks during cruise flight, to allow the pilot-in-command or a co-pilot to obtain planned rest. Cruising level: A level maintained during a significant portion of a flight. Dangerous goods: Articles or substances which are capable of posing a risk to health, safety, property or the environment and which are shown in the list of dangerous goods in the Technical Instructions or which are classified according to those Instructions. Note.— Dangerous goods are classified in Aircraft (Carriage of Dangerous Goods) Rules, 2003. Decision altitude/height (DA/H):A specified altitude or height in a 3D instrument approach operation at which a missed approach must be initiated if the required visual reference to continue the approach has not been established. Note 1- Decision altitude (DA) is referenced to mean sea level (MSL) and decision height (DH) is referenced to the threshold elevation. Note 2- The required visual reference means that section of the visual aids or of the approach area which should have been in view for sufficient time for the pilot to have made an assessment of the aircraft position and rate of change of position, in relation to the desired flight path. In Category III operations with a decision height the required visual reference is that specified for the particular procedure and operation. Page | 17
Preparation and Certification Of Operations Manual
Definitions
CAP 8100 Section 0 Revision 1
November 2014
Note 3.— For convenience where both expressions are used they may be written in the form “decision altitude/height” and abbreviated “DA/H”. Extended diversion time operations (EDTO).Any operation by an aeroplane with two or more turbine engines where the diversion time to an en-route alternate aerodrome is greater than the threshold time established by the State of the Operator. EDTO critical fuel. The fuel quantity necessary to fly to an en-route alternate aerodrome considering,at the most critical point on the route, the most limiting system failure. Note.— Attachment D to Annex 6 Part I contains guidance on EDTO critical fuel scenarios. EDTO-significant system. An aeroplane system whose failure or degradation could adversely affect the safety particular to an EDTO flight, or whose continued functioning is specifically important to the safe flight and landing of an aeroplane during an EDTO diversion. Electronic flight bag (EFB). An electronic information system, comprised of equipment and applications, for flight crew which allows for storing, updating, displaying and processing of EFB functions to flight operations or duties. Emergency locator transmitter (ELT):A generic term describing equipment which broadcast distinctive signals on designated frequencies and, depending on application, may be automatically activated by impact or be manually activated. An ELT may be any of the following: Automatic fixed ELT (ELT(AF)):An automatically activated ELT which is permanently attached to an aircraft. Automatic portable ELT (ELT(AP)). An automatically activated ELT which is rigidly attached to an aircraft but readily removable from the aircraft. Automatic deployable ELT (ELT(AD)). An ELT which is rigidly attached to an aircraft and which is automatically deployed and activated by impact, and, in some cases, also by hydrostatic sensors. Manual deployment is also provided. Survival ELT (ELT(S)). An ELT which is removable from an aircraft, stowed so as to facilitate its ready use in an emergency, and manually activated by survivors.
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Preparation and Certification Of Operations Manual
Definitions
CAP 8100 Section 0 Revision 1
November 2014
Engine: A unit used or intended to be used for aircraft propulsion. It consists of at least those components and equipment necessary for functioning and control, but excludes the propeller/rotors (if applicable). Enhanced vision system (EVS):A system to display electronic real-time images of the external scene achieved through the use of image sensors. Note.— EVS does not include night vision imaging systems (NVIS). Fatigue: A physiological state of reduced mental or physical performance capability resulting from sleep loss or extended wakefulness, circadian phase or workload (mental and/or physical activity) that can impair a crew member’s alertness and ability to safely operate an aircraft or perform safety related duties. Final approach segment (FAS). That segment of an instrument procedure in which alignment and descent for landing are accomplished.
approach
Flight crew member:A licensed crew member charged with duties essential to the operation of an aircraft during a flight duty period. Flight Data Analysis:A process of analysing recorded flight data in order to improve the safety of flight operations. Flight manual: A manual, associated with the certificate of airworthiness, containing limitations within which the aircraft is to be considered airworthy, and instructions and information necessary to the flight crew for the safe operation of the aircraft. Flight operations officer/flight dispatcher:A person designated by the operator to engage in the control and supervision of flight operations, whether licensed or not, suitably qualified in accordance with CAR Section 7, Series ‘M’ Part II, who s, briefs and/or assists the pilot-in-command in the safe conduct of the flight. Flight plan:Specified information provided to air traffic services units, relative to an intended flight or portion of a flight of an aircraft Flight recorder:Any type of recorder installed in the aircraft for the purpose of complementing accident/incident investigation. Flight safety documents system:A set of interrelated documentation established by the operator, compiling and organizing information necessary for flight and ground operations, and comprising, as a minimum, the operations manual and the operator’s maintenance control manual. Flight simulation training device:Any one of the following three types of apparatus in which flight conditions are simulated on the ground: Page | 19
Preparation and Certification Of Operations Manual
Definitions
CAP 8100 Section 0 Revision 1
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A flight simulator, which provides an accurate representation of the flight deck of a particular aircraft type to the extent that the mechanical, electrical, electronic, etc. aircraft systems control functions, the normal environment of flight crew , and the performance and flight characteristics of that type of aircraft are realistically simulated; A flight procedures trainer, which provides a realistic flight deck environment, and which simulates instrument responses, simple control functions of mechanical, electrical, electronic, etc. aircraft systems, and the performance and flight characteristics of aircraft of a particular class; A basic instrument flight trainer, which is equipped with appropriate instruments, and which simulates the flight deck environment of an aircraft in flight in instrument flight conditions. General aviation operation:An aircraft operation other than a commercial air transport operation or an aerial work operation. Ground handling:Services necessary for an aircraft’s arrival at, and departure from, an airport, other than air traffic services. Head-up display (HUD):A display system that presents flight information into the pilot’s forward external field of view. Human Factors Principles:Principles which apply to aeronautical design, certification, training, operations and maintenance and which seek safe interface between the human and other system components by proper consideration to human performance. Human performance:Human capabilities and limitations which have an impact on the safety and efficiency of aeronautical operations. Instrument meteorological conditions (IMC):Meteorological conditions expressed in of visibility, distance from cloud, and ceiling(CAR Section 4,Series ‘E’ Part 1) less than the minima specified for visual meteorological conditions. Note – The specified minima for visual metrological conditions are contained in CAR Section 4, Series ‘E’ Part 1 Instrument approach operations. An approach and landing using instruments for navigation guidance based on an instrument approach procedure. There are two methods for executing instrument approach operations: Page | 20
Preparation and Certification Of Operations Manual
Definitions
CAP 8100 Section 0 Revision 1
November 2014
a) a two-dimensional (2D) instrument approach operation, using lateral navigation guidance only; and b) a three-dimensional (3D) instrument approach operation, using both lateral and vertical navigation guidance. Note.— Lateral and vertical navigation guidance refers to the guidance provided either by: a) a ground-based radio navigation aid; or b) computer-generated navigation data from ground-based, space-based, selfcontained navigation aids or a combination of these. Instrument approach procedure (IAP). A series of predetermined manoeuvres by reference to flight instruments with specified protection from obstacles from the initial approach fix, or where applicable, from the beginning of a defined arrival route to a point from which a landing can be completed and thereafter, if a landing is not completed, to a position at which holding or en-route obstacle clearance criteria apply. Instrument approach procedures are classified as follows: Non-precision approach (NPA) procedure. An instrument approach procedure designed for 2D instrument approach operations Type A. Note.— Non-precision approach procedures may be flown using a continuous descent final approach technique (CDFA). CDFA with advisory VNAV guidance calculated by on-board equipment (see PANS-OPS (Doc 8168), Volume I, Part I, Section 4, Chapter 1, paragraph 1.8.1) are considered 3D instrument approach operations. CDFA with manual calculation of the required rate of descent are considered 2D instrument approach operations. For more information on CDFA refer to PANS-OPS (Doc 8168), Volume I, Section 1.7 and 1.8. Approach procedure with vertical guidance (APV). A performance-based navigation (PBN) instrument approach procedure designed for 3D instrument approach operations Type A. Precision approach (PA) procedure. An instrument approach procedure based on navigation systems (ILS, MLS, GLS and SBAS Cat I) designed for 3D instrument approach operations Type A or B. Isolated aerodrome. A destination aerodrome for which there is no destination alternate aerodrome suitable for a given aeroplane type. Landing distance available (LDA):The length of runway which is declared available and suitable for the ground run of an aeroplane landing. Page | 21
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Definitions
CAP 8100 Section 0 Revision 1
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Large aeroplane: An aeroplane of a maximum certificated take-off mass of over 5700kg. Maintenance: The performance of tasks required to ensure the continuing airworthiness of an aircraft, including any one or combination of overhaul, inspection, replacement, defect rectification, and the embodiment of a modification or repair. Maintenance organization’s procedures manual: A document endorsed by the head of the maintenance organization which details the maintenance organization’s structure and management responsibilities, scope of work, description of facilities, maintenance procedures and quality assurance or inspection systems. Maintenance programme: A document which describes the specific scheduled maintenance tasks and their frequency of completion and related procedures, such as a reliability programme, necessary for the safe operation of those aircraft to which it applies. Maintenance release: A document which contains a certification confirming that the maintenance work to which it relates has been completed in a satisfactory manner, either in accordance with the approved data and the procedures described in the maintenance organization’s procedures manual or under an equivalent system. Master minimum equipment list (MMEL):A list established for a particular aircraft type by the organization responsible for the type design with the approval of the State of Design containing items, one or more of which is permitted to be unserviceable at the commencement of a flight. The MMEL may be associated with special operating conditions, limitations or procedures. Maximum diversion time. Maximum allowable range, expressed in time, from a point on a route to an en-route alternate aerodrome. Maximum mass:Maximum certificated take-off mass. Minimum descent altitude (MDA) or Minimum descent height (MDH):A specified altitude or height in a 2 D i n s t r u m e n t approach operation or circling approach operation below which descent must not be made without the required visual reference. Note 1— Minimum descent altitude (MDA) is referenced to mean sea level and minimum descent height (MDH) is referenced to the aerodrome elevation or to the threshold elevation if that is more than 2 m (7 ft) below the aerodrome elevation. A minimum descent height for a circling approach is referenced to the aerodrome elevation. Page | 22
Preparation and Certification Of Operations Manual
Definitions
CAP 8100 Section 0 Revision 1
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Note 2— The required visual reference means that section of the visual aids or of the approach area which should have been in view for sufficient time for the pilot to have made an assessment of the aircraft position and rate of change of position, in relation to the desired flight path. In the case of a circling approach the required visual reference is the runway environment. Note 3— For convenience when both expressions are used they may be written in the form “minimum descent altitude/height” and abbreviated “MDA/H” Minimum equipment list (MEL):A list which provides for the operation of aircraft, subject to specified conditions, with particular equipment inoperative, prepared by an operator in conformity with, or more restrictive than, the MMEL established for the aircraft type. Navigation specification:A set of aircraft and flight crew requirements needed to performance-based navigation operations within a defined airspace. There are two kinds of navigation specifications: Required navigation performance (RNP) specification. A navigation specification based on area navigation that includes the requirement for performance monitoring and alerting, designated by the prefix RNP, e.g. RNP 4, RNP APCH. Area navigation (RNAV) specification. A navigation specification based on area navigation that does not include the requirement for performance monitoring and alerting, designated by the prefix RNAV, e.g. RNAV 5, RNAV 1. Note 1.— The Performance-based Navigation (PBN) Manual (Doc 9613), Volume II, contains detailed guidance on navigation specifications.
Note 2.— The term RNP as previously defined as “a statement of the navigation performance, necessary for operation within a defined airspace”, has been removed from this Annex as the concept of RNP has been overtaken by the concept of PBN. The term RNP in this Annex is now solely used in context of navigation specifications that require performance monitoring and alerting. E.g. RNP 4 refers to the aircraft and operating requirements, including a 4 NM lateral performance with onboard performance monitoring and alerting that are detailed in the PBN Manual (Doc 9613). Night:The hours between the end of evening civil twilight and the beginning of morning civil twilight or such other period between sunset and sunrise as may be prescribed by the appropriate authority. Note - Civil twilight ends in the evening when the centre of the sun's disc is 6 degrees below the horizon and begins in the morning when the centre of the sun's disc is 6 Page | 23
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Definitions
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degrees below the horizon. Obstacle clearance altitude (OCA) or obstacle clearance height (OCH):The lowest altitude or the lowest height above the elevation of the relevant runway threshold or the aerodrome elevation as applicable, used in establishing compliance with appropriate obstacle clearance criteria. Note 1— Obstacle clearance altitude is referenced to mean sea level and obstacle clearance height is referenced to the threshold elevation or in the case of nonprecision approach procedures to the aerodrome elevation or the threshold elevation if that is more than 2 m (7 ft) below the aerodrome elevation. An obstacle clearance height for a circling approach procedures is referenced to the aerodrome elevation. Note 2— For convenience when both expressions are used they may be written in the form “obstacle clearance altitude/height” and abbreviated “OCA/H”. Operational control: The exercise of authority over the initiation, continuation, diversion or termination of a flight in the interest of the safety of the aircraft and the regularity and efficiency of the flight. Operational flight plan: The operator’s plan for the safe conduct of the flight based on considerations of aeroplane performance, other operating limitations and relevant expected conditions on the route to be followed and at the aerodromes concerned. Operations manual: A manual containing procedures, instructions and guidance for use by operational personnel in the execution of their duties. Operator: A person, organization or enterprise engaged in or offering to engage in an aircraft operation. Operator’s maintenance control manual: A document which describes the operator’s procedures necessary to ensure that all scheduled and unscheduled maintenance is performed on the operator’s aircraft on time and in a controlled and satisfactory manner. Operations specifications: The authorizations, conditions and limitations associated with the air operator certificate and subject to the conditions in the operations manual. Pilot-in-command: The pilot designated by the operator, or in the case of general aviation, the owner, as being in command and charged with the safe conduct of a flight. Pressure-altitude: An atmospheric pressure expressed in of altitude which corresponds to that pressure in the Standard Atmosphere. Page | 24
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Definitions
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Psychoactive substances: Alcohol, opioids, canabinoids, sedatives and hypnotics, cocaine, other psycostimulants, hallucinogens, and volatile solvents, whereas coffee and tobacco are excluded. Performance-based navigation (PBN):Area navigation based on performance requirements of aircraft operating along an ATS route, on an instrument approach procedure or in a designated airspace. Note.— Performance requirements are expressed in navigation specifications (RNAV specification, RNP specification) in of accuracy, integrity, continuity, availability and functionality needed for the proposed operation in the context of a particular airspace concept. Point of no return. The last possible geographic point at which an aeroplane can proceed to the destination aerodrome as well as to an available en route alternate aerodrome for a given flight. Repair:The restoration of an aeronautical product to an airworthy condition to ensure that the aircraft continues to comply with the design aspects of the appropriate airworthiness requirements used for the issuance of the type certificate for the respective aircraft type, after it has been damaged or subjected to wear. Required communication performance (R):A statement of the performance requirements for operational communication in of specific ATM functions. R type:A label (e.g. R 240) that represents the values assigned to R parameters for communication transaction time, continuity, availability and integrity. Runway visual range (RVR):The range over which the pilot of an aircraft on the centre line of a runway can see the runway surface markings or the lights delineating the runway or identifying its centre line. Safe forced landing:Unavoidable landing or ditching with a reasonable expectancy of no injuries to persons in the aircraft or on the surface. Safety management system (SMS):A systematic approach to managing safety, including the necessary organizational structures, abilities, policies and procedures. Small aeroplane:An aeroplane of a maximum certificated take-off mass of 5 700 kg or less State of Registry:The State on whose the aircraft is entered. Note— In the case of the registration of aircraft of an international operating agency on Page | 25
Preparation and Certification Of Operations Manual
Definitions
CAP 8100 Section 0 Revision 1
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other than a national basis, the States constituting the agency are tly and severally bound to assume the obligations which, under the Chicago Convention, attach to a State of Registry. See, in this regard, the Council Resolution of 14 December 1967 on Nationality and Registration of Aircraft Operated by International Operating Agencies which can be found in Policy and Guidance Material on the Economic Regulation of International Air Transport (ICAO Doc 9587). State of the Aerodrome. The State in whose territory the aerodrome is located. State of the Operator:The State in which the operator’s principal place of business is located or, if there is no such place of business, the operator’s permanent residence. Synthetic flight trainer:Any one of the following three types of apparatus in which flight conditions are simulated on the ground: A flight simulator, which provides an accurate particular aircraft type to the extent that the aircraft systems control functions, the normal and the performance and flight characteristics simulated;
representation of the flight deck of a mechanical, electrical, electronic, etc. environment of flight crew , of that type of aircraft are realistically
A flight procedures trainer, which provides a realistic flight deck environment, and which simulates instrument responses, simple control functions of mechanical, electrical, electronic, etc. aircraft systems, and the performance and flight characteristics of aircraft of a particular class; A basic instrument flight trainer, which is equipped with appropriate instruments, and which simulates the flight deck environment of an aircraft in flight in instrument flight conditions. Synthetic vision system (SVS). A system to display data-derived synthetic images of the external scene from the perspective of the flight deck. Target level of safety (TLS): A generic term representing the level of risk which is considered acceptable in particular circumstances. Threshold time. The range, expressed in time, established by the State of the to an en-route alternate aerodrome, whereby any time beyond requires an Operator EDTO approval from the State of the Operator. Total vertical error (TVE):The vertical geometric difference between .the actual pressure altitude flown by an aircraft and its assigned pressure altitude (flight level). Visual meteorological conditions (VMC):Meteorological conditions expressed in Page | 26
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Definitions
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of visibility, distance from cloud, and ceiling equal to or better than specified minima.
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Preparation and Certification Of Operations Manual Section 1
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SECTION
1.1
1 - INTRODUCTION
ICAO DEFINITION OF OPERATIONS MANUAL
1.1.1 Operations manual. A manual containing procedures, instructions and operational personnel in the execution of their duties.
1.2
guidance
for
use
by
APPLICABLE ICAO STANDARDS AND RECOMMENDED PRACTICES (SARPS) 1.2.1
Extract from ICAO Annex 6 Part 1 Standard 4.2.3 Operations manual Standard 4.2.3.1 An operator shall provide, for the use and guidance of operations personnel concerned, an operations manual in accordance with Appendix 2 (to ICAO Annex 6). The operations manual shall be amended or revised as is necessary to ensure that the information contained therein is kept up to date. All such amendments or revisions shall be issued to all personnel that are required to use this manual. Standard 4.2.3.2 The State of the Operator shall establish a requirement for the operator to provide a copy of the operations manual together with all amendments and/or revisions, for review and acceptance and, where required, approval. The operator shall incorporate in the operations manual such mandatory material as the State of the Operator may require. Note 1. Requirements for the organization and content of an operations manual are provided in ICAO Annex 6, Appendix 2. Note 2. Specific items in the operations manual require the approval of the State of the Operator in accordance with the ICAO Annex 6, Standards in 4.2.8, 6.1.3, 9.3.1, 12.4 Page | 28
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and 13.4.1.
1.3
1.4
THE RESPONSIBILITY OF THE OPERATOR 1.3.1
The operator has the responsibility for the safe conduct of operations and for compliance with any laws or regulations published by DGCA, India.
1.3.2
These laws and regulations, which are the means by which DGCA, India implements the provisions of the ICAO Annexes, are not in themselves sufficient to provide the operator with comprehensive and detailed instructions on which to base an operation.
1.3.3
The responsibility for the development of operating instructions necessary for the safety, regularity and efficiency of an operation therefore rests upon the operator.
1.3.4
These operating instructions must not conflict with the laws and regulations of DGCA, India or those of other States into or over which operations are conducted.
1.3.5
The primary means used by an operator to promulgate these operating instructions are the Operations Manual and the Maintenance Control Manual.
1.3.6
Through the Operations Manual the operator shall ensure that all operations personnel are properly instructed in their particular duties and responsibilities and the relationship of such duties to the operation as a whole.
RESPONSIBILITY OF THE INSPECTOR 1.4.1 State regulations and rules provide a frame work of positive control and guidance. The Operator should be given the flexibility to develop operating instructions for the guidance of personnel on the details essential to the conduct of the operation. This is in accordance of the principle of “operator’s responsibility” and helps to facilitate the development of the operating standards and techniques best suited to particular operational circumstances and conditions. 1.4.2
It is the ultimate responsibility of the Inspector to ensure that the Operations Manual comply with all provisions tabulated in this manual prior to accepting / approving the Operator’s Operations Manual (s).
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1.5
1.6
1.4.3
The Inspector shall ensure that the Operator has taken in to , reviewed and implemented all Regulations on the content of the Operations Manual and implemented applicable provisions in CAP 8100 prior to granting any specific approval or any recommendations are made for the issue of the Air Operator Permit (AOP).
1.4.4
All Inspectors of DGCA, India shall comply with all provisions in CAP 8100 for the certification of an Operations Manual submitted by an Operator.
OPERATIONS MANUAL 1.5.1
All applicants for an Air Operator Permit (to be issued in accordance with CAR Section 3, Series C, Part II, III, IV and VIII) from DGCA, India shall prepare an Operations Manual as per Instructions given in this manual.
1.5.2
Present holders of Air Operator Permits from DGCA India shall revise their existing Operations Manuals as per Instructions given in CAP 8100 within a period of three months.
CHECK LISTS 1.6.1 At the end of the manual there are following check lists, which is to be used by Operations Inspectors to certify /approve/ accept the Operator’s Operations manual. (a)
Check List 1 - Assessment of Operations Manual part A
(b)
Check List 2 - Assessment of Operations Manual part B
(c)
Check List 3 - Assessment of Operations Manual part C
(d)
Check List 4 - Assessment of Operations Manual part D
1.6.2.
All check lists must be completed in full and for requirements not applicable for the operators operation must be marked as “not applicable”.
1.6.3
The provisions in the checklist requiring input from airworthiness, cabin safety, dangerous goods divisions/directorates will be processed after obtaining the input from the Page | 30
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respective division/directorate through an internal note. The respective division/directorate will be responsible to use their own checklist and send an approval/acceptance to Air Transport Directorate and Flight Standards Directorate. The approval (as per CAP 8100 Annexure) will be communicated to the operator and Air Transport Directorate (for AOP procedure).
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SECTION
2.1
2.2
2 - GENERAL RULES FOR THE PREPARATION OF OPERATIONS MANUAL
GENERAL RULES 2.1.1
The Operator will be required to submit to FSD, DGCA, Operations Manual at the time of the submission of the Formal application.
India
the
2.1.2
The Inspector should inform the Operator a reasonable time frame that will be needed to evaluate the adequacy of the Operations Manual.
MANUAL STANDARDS 2.2.1 The Operations Manual prepared by an applicant for the approval of DGCA, India shall comply with following specifications in order to ensure effective production, amendment, distribution and/or uniform use of, or compliance with information relating to the company requirements. (a)
Reference Number used to identify the Document This number shall be printed on top of the right hand corner of the front / cover page and on each page of the Manual/Document.
(b)
Trade Mark / logo of the applicant This shall be printed on front / cover page and top of the left-hand corner on each page of the Manual/Document.
(c)
Title of the Manual / Document This shall be printed on front / cover page and immediate inner page after the cover page.
(d)
Edition Number and Year of edition This shall be printed on front / cover page.
(e)
Title of the person under whose authority the document is printed. Page | 32
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The title of the person who authorized the production of the Manual / document should be written at the bottom of the cover / front page; (f)
Control Number In addition to whatever information the applicant may wish to print on the inner page immediately after the cover page, shall contain the control number which indicates the serial number;
(g)
Record of Revision This shall contain three running columns to indicate the Revision Number, date entered and name of the person making the revision;
(h)
List of effective pages This shall contain three running columns to indicate the Page Number, last date of revision and effective date;
(i)
History of Revision A brief description in regard to each amendment introduced subsequent to the initial issue.
(j)
Table of Contents The table of contents shall be expanded to cover at least two sublevels with page numbers placed on section basis.
(k)
Preamble/Foreword This shall at least contain information relating to the purpose of the Manual in brief, the level of compliance expected from the . The preamble of a Manual /document shall be signed by the able Manager;
(l)
Abbreviations All abbreviation and acronyms used in the Manual or documents should be clearly explained in full;
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All words, which has or requires a specific meaning in relation to the matter being explained, shall be defined clearly in order to avoid ambiguities. In the absence of a definition for a word or phrase, DGCA, India will have the right to interpret such word or phrase with due regard to its obligations for safety and security; (n)
Separation of sections/chapters Manuals should be divided into chapters or sections based on topics being dealt with in view of the necessity of future updating requirements. Each new chapter or section shall start with a new page and such sections/chapters shall be identified with distinctive separators;
(o)
Header There shall be a header for each page of a Manual or document and it shall contain at least the applicant’s logo / trade mark, name of the organization, document name, document identification number (if any), volume number (if any), revision number, chapter/section number, subject of the chapter and any other information the applicant may wish to display ;
(p)
Footer There may be a footer for each page which should contain the page number and any other information (than the header) which the applicant may wish to display ;
(q)
Index There shall be an index to a Manual /document for ease of reference. NOTE: This Manual itself may be used as guidance for the development of applicant’s Manual(s) in keeping with the aforesaid requirements.
2.2.2
The applicant shall also maintain a Master Distribution Record in relation to the production and distribution of the Manual and its subsequent amendments.
2.2.3
The Operations Manuals submitted by the applicant to FSD, DGCA India shall be in duplicate so that one copy will be returned with the appropriate attestation, on approval. In case of an amendment, the operator shall submit the relevant amendment in Page | 34
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duplicate to FSD, DGCA. Once the certification/approval/acceptance process at FSD, DGCA has been completed, the operator shall be intimated by FSD upon receipt of which the operator shall submit the relevant page or pages of the original document which carries the DGCA attestation for updating the attestation.
2.2.4
The Operations Manuals, which contain information/instructions which are subject to change, hence shall be compiled in a loose binder (ring binders) and shall be printed on papers of A5 size.
2.2.5
Use of language in the Manual The applicant shall ensure that the Operations Manual is written in the English language and the following words are used to give the meaning as indicated against such words.
“shall” or “must”
Compliance is mandatory
“will”
The action referred to will not take place at the present moment but there is a commitment to comply with the requirement.
“should”
Compliance is recommended but not compulsory
“may”
There is discretion for the applicant/operator to apply alternate means of compliance or to ignore the requirement.
Any specific instruction issued by the applicant to the operational staff shall be given using the words “shall” or “must”.
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SECTION
3 - ISTRATION OF THE OPERATIONS MANUAL
3.1
PREPARATION OF OPERATIONS MANUAL
3.1.1
An operator shall provide, for the use and guidance of operations personnel concerned, an Operations Manual in accordance with guidance material provided in this manual.
3.1.2
An operator shall ensure that the contents of the Operations Manual, including all amendments or revisions, do not contravene the conditions contained in the Air Operator Permit (AOP)/ Operations Specifications or any applicable regulations and are acceptable to, or, where applicable, approved by, the DGCA.
3.1.3
An operator shall ensure that the Operations Manual contains all instructions and information necessary for operations personnel to perform their duties.
3.1.4
An operator must ensure that information taken from approved documents, and any amendment of such approved documentation, is correctly reflected in the Operations Manual and that the Operations Manual contains no information contrary to any approved documentation. However, this requirement does not prevent an operator from using more conservative data and procedures.
3.1.5
The operator shall incorporate in the operations manual such mandatory material as the DGCA, India may require.
3.1.6
Unless otherwise approved by DGCA, India, an operator must prepare the Operations Manual in the English language.
3.1.7
An operator may issue an Operations Manual in separate volumes.
3.1.8
An operator must ensure that the contents of the Operations Manual are presented in a form in which they can be used without difficulty. The design of the Operations Manual shall observe human factors principles.
3.1.9
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shall be so formed that chapters pertaining to specific aircraft type are easily identifiable. One of the method for easy identification could be Color coding of the chapters.
3.2
MASTER MANUALS
3.2.1
The operator shall provide DGCA, India with two master copies of the Operations Manual, for review and acceptance and, where required, approval.
3.2.2 One Master copy of the Operations Manual will be kept at DGCA, India and the other shall be given to the Operator after the required Approval/ Acceptance action by DGCA, India. In case an operator isters the Operations Manual through an internet web portal, the hard copies may be returned to the operator after approval and manuals/volumes maintained in soft copy provided the inspectors have access to the web portal for the latest version of the Operations Manual. 3.2.3
The Operations Manual at DGCA, India shall be considered the primary master manual, hard or soft copy provided by the operator. The Inspectors from DGCA, India shall be guided by the contents of the primary master manual for the purposes of audits / inspections and for interpretation during any regulatory functions / enforcement actions.
3.2.4
It is the responsibility of the Operator to ensure that Master Operations Manual at DGCA, India is kept up to date.
3.2.5 Apart from the two master Operations Manuals the Operator shall supply an agreed number of copies of the Operations Manual to DGCA, India for distribution among Authority Inspectors. It is the responsibility of the operator to keep all manuals at DGCA, India up to date.
3.3 3.3.1
AMENDMENTS / REVISIONS TO OPERATIONS MANUAL The Operations Manual (Part A, B, C, D) shall be amended or revised as is necessary to ensure that the information contained therein is kept up to date.
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3.3.2
The Operations manual also must contain a statement as to which person of the Operator is responsible for the contents of the Operations Manual (Part A, B, C, D) and for liaising with DGCA, India in respect of amendments and revisions to the manual.
3.3.3
The delegated person of the Operator who is responsible for the contents of the Operations Manual (as per paragraph 3.3.2) shall also be responsible to keep the Master Operations Manual (Part A, B, C, D) at DGCA, India and all other manuals at the Authority up to date.
3.3.4
An operator shall supply the DGCA, India with intended amendments and revisions at least two months in advance of the effective date. Sufficient time must be given to DGCA, India to take appropriate action as necessary (refer to Section 4).
3.3.5
When immediate amendments or revisions are required in the interest of safety, they may be published with the verbal approval of CFOI, FSD DGCA, India. In such an instance the amendment must be forwarded to DGCA, India within two working days for formal evaluation at DGCA.
3.3.6
An operator shall incorporate all amendments and revisions required by the DGCA, India.
3.3.7 The operator shall ensure that all operators’ relevant personnel are made aware of changes to the Operations Manual that are relevant to their duties without any delay. 3.3.8 All amendments or revisions shall be issued to all personnel who are holders of a copy of the operations manual.
3.3.9
Amendments to the operations manual must be produced as new or replacement page. Handwritten amendments to an Operations Manual are not acceptable. New or replacement pages must include a page identification number and date of issue. He shall also ensure that the contents of the manual are in conformity with the regulatory documents. The procedure for incorporation of amendments shall also be included in the manual.
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3.4
ACCESS TO OPERATIONS MANUAL
3.4.1 An operator shall ensure that all operations personnel have easy access to a copy of each part of the Operations Manual which is relevant to their duties. In addition, the operator shall supply crew with a personal copy of, Parts A and B of the Operations Manual for personal study. 3.4.2
Each holder of an Operations Manual, or appropriate parts of it, shall keep it up to date with the amendments or revisions supplied by the operator.
3.4.3
s of Operations Manual should be encouraged to make comments on their contents. In particular, when errors in Operational information is discovered, reports should be made immediately to the person charged with the amendments of the Operations manual (refer paragraph 3.3.2).
3.4.4
s also should be encouraged to comment on the general presentation of information in the manual and to suggest other subjects that should be addressed.
3.5
AIRCRAFT COPY
3.5.1 The Operator shall ensure that a current copy of the Operations Manual is carried in each aircraft during flight, and a copy is available at each flight control center and at each line station. 3.5.2
Operator shall appoint a person to be responsible for revisions / amendments to Operations Manual kept in each aircraft.
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Preparation and Certification Of Operations Manual
Required Technical Safety Evaluations
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SECTION 4.1
4-
REQUIRED TECHNICAL SAFETY EVALUATIONS
APPROVAL AND ACCEPTANCE ACTIONS
4.1.1
The certification and continued surveillance of an air operator includes actions taken by DGCA, India on matters submitted for its review.
4.1.2
The actions are categorized as approvals or acceptances depending on the nature of the response by DGCA, India to the matter submitted for its review.
4.1.3
An approval is an active response by DGCA, India to a matter submitted for its review. An approval constitutes a finding or determination of compliance with the applicable standards.
4.1.4
An approval will be evidenced by the signature of the approving official, the issuance of a document or certificate, or some other formal action taken by DGCA, India.
4.1.5
An acceptance does not necessarily require an active response by DGCA, India to a matter submitted for its review. DGCA, India may accept a matter submitted to it for review as being in compliance with the applicable standards if DGCA, India does not specifically reject all or a portion of the matter under review, usually after some defined period of time after submission. The defined period of time is two months from the day of submission of the document.
4.1.6
The Inspector’s attached to DGCA, India shall make or arrange for a technical safety evaluation before issuing the approval or acceptance.
The evaluation should;
(a) (b) (c)
Be accomplished by an Inspector with specific qualifications to make such a technical evaluation as detailed by DGCA, India Be in accordance with written, standardized methodology published by DGCA, India. Where necessary to safety (If in the opinion of the Inspector),include a practical demonstration of the air operator’s actual ability to conduct such an Page | 41
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operation.
4.2
DEMONSTRATIONS BEFORE ISSUANCE OF APPROVALS Note (reference ICAO Annex 6, Attachment E, Paragraph 2.2)
ICAO Annex 6, Standard 4.2.1.3 obligates the State of the Operator, prior to certification of an operator, to require sufficient demonstrations by the operator to enable the State to evaluate the adequacy of the operator’s organization, method of control and supervision of flight operations, ground handling and maintenance arrangements. These demonstrations should be in addition to the review or inspections of manuals, records, facilities and equipment. Some of the approvals required by Annex 6, Part I, such as approval for Category III operations, have significant safety implications and should be validated by demonstration before the State approves such operations. While the specific methodology and extent of the required demonstrations and evaluations vary between States, the certification processes of States whose operators have good safety records are generally consistent. In these States, technically qualified inspectors evaluate a representative sample of the actual training, maintenance and operations prior to the issuance of an AOC or additional authorizations to the AOC. 4.2.1 In the opinion of the Inspector where the approvals have significant safety implications, the Inspector shall require the operator to conduct adequate number of demonstrations prior to granting such approval.
4.3
RECORDING OF CERTIFICATION ACTIONS Page | 42
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4.3.1 The
All approval and acceptance actions shall be adequately documented. established procedures of DGCA, India Check lists provided for the purpose shall be used.
4.3.2 to
shall
be
used
or
These written instruments should be retained as long as the operator continues exercise the authorizations for which the approval or acceptance action
was issued and thereafter as per Office procedures of DGCA, India.
4.4 COORDINATION OF OPERATIONS AND AIRWORTHINESS EVALUATIONS Note ( reference ICAO Annex 6, Attachment E, Paragraph 2.4) Some of the references to approval or acceptance in Annex 6, Part I, will require an operations evaluation and an airworthiness evaluation. Low minima approvals for the conduct of Category II and III ILS approaches, for example, require coordinated prior evaluation by operations and airworthiness specialists. Flight operations specialists should evaluate the operational procedures, training and qualifications. Airworthiness specialists should evaluate the aircraft, equipment reliability and maintenance procedures. These evaluations may be accomplished separately, but should be coordinated to ensure that all aspects necessary for safety have been addressed before any approval is issued.
4.4.1 For approvals and acceptance where Operations and Airworthiness evaluations are required such acceptance or approvals shall be issued only in coordination with Inspectors’ of Operations and Airworthiness section.
4.5
APPROVAL ACTIONS Note (reference ICAO Annex 6, Attachment E, Paragraph 3) Approvals The term “approval” implies a more formal action on the part of the State with Page | 43
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respect to a certification matter than does the term “acceptance”. Some States require the Director of the Civil Aviation Authority (DGCA) or a designated lower-level DGCA official to issue a formal written instrument for every “approval” action taken. Other States allow a variety of documents to be issued as evidence of an approval. The approval document issued and the matter addressed by the approval will depend on the delegated authority of the official. In such States, authority to sign routine approvals, such as operator minimum equipment lists for specific aircraft, is delegated to technical inspectors. More complex or significant approvals are normally issued by higher-level officials. 4.5.1
Approvals granted by Inspectors of DGCA, India shall be in conformity to the limits of authority delegated to them by Director General of
Civil Aviation, India. 4.5.2
Provisions that require an approval The following provisions require approval by Director General of Civil Aviation, India. (a) Configuration deviation list (CDL) (Refer to CAP 8100 Section 7, OM Part B 9) Approval from State of design will be accepted. Operators should comply with any requirements issued by DGCA, India and/or State of Design /Manufacture. Amendments to the CDL approved by country of manufacture will be incorporated.
(b)
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Approval from State of design will be accepted. Operators should comply with any requirements issued by DGCA, India and/or State of Design. Amendments to the MMEL approved by country of manufacture will be incorporated. (c) The method for establishing minimum flight altitudes (CAR Section 8 Series O Part II Para 4.2.7.3); (Refer to CAP 8100 Section 6, OM Part A 6) (d)
The method of determining aerodrome operating minima (CAR Section 8 Series O Part II Para 4.2.8.1); (Refer to CAP 8100 Section 6, OM Part A 7)
(e)
Additional requirements for single pilot operations under the instrument flight rules (IFR) at night (CAR Section 8 Series O Part II Para, 4.9.1)
(f)
Flight time, flight duty periods and rest periods (CAR Section 7 Series J Part III) (Refer to CAP 8100 Section 6, OM Part A 2)
(g)
Specific extended range operations (CAR Section 8 Series O Part II Para 4.6, CAR Section 8 Series S Part I) (Refer to CAP 8100 Section 6, OM Part A 4)
(h) Additional requirements for operations of single engine turbinepowered aeroplanes at night and/or in instrument meteorological conditions (IMC) (CAR Section 8 Series O Part II Para 5.4.1); (Refer to CAP 8100 Section 6, OM Part A 29) (i)
Aircraft-specific minimum equipment list (MEL) (CAR Section 8 Series O Part II Para 6.1.3); (Refer to CAP 8100 Section 6, OM Part B 9)
(j)
Performance-based navigation operations (CAR Section 8 Series O Part II Para 7.2.2, CAR Section 8 Series S Part IV) (Refer to CAP 8100 Section 6, OM Part A 4)
(k)
MNPS operations (CAR Section 8 Series O Part II Para 7.2.3 b, CAR Section 8 Series S Part III) Page | 45
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(Refer to CAP 8100 Section 6, OM Part A 4) (l)
RVSM operations (CAR Section 8 Series O Part II Para 7.2.4, CAR Section 8 Series S Part II) (Refer to CAP 8100 Section 6, OM Part A 4)
(m) Procedures for electronic navigation data management (CAR Section 8 Series O Part II Para 7.4.1) (Refer to CAP 8100 Section 6, OM Part A 3) (n)
Aircraft-specific maintenance program (CAR Section 8 Series O Part II Para 8.3.1)
(o)
Approved maintenance organization (CAR Section 8 Series O Part II Para 8.7.1.1)
(p)
Maintenance quality assurance methodology (CAR Section 8 Series O Part II Para 8.7.4.1)
(q)
Flight crew training programs (CAR Section 8 Series O Part II Para 9.3.1, CAR Section 8 Series F Part II); (Refer to CAP 8100 Section 9, OM Part D 1)
(r)
Training in the transport of dangerous goods (CAR Section 8 Series O Part II Para 9.3.1, CAR Section 11 Series C Part I) (Refer to CAP 8100 Section 9, OM Part D 1)
(s)
Aerodrome additional safety margin (CAR Section 8 Series O Part I Para 9.4.3.3, CAR Section 8 Series C Part I)
(t)
Pilot-in-command area, route and aerodrome qualifications (CAR Section 8 Series O Part II Para 9.4.3.5, CAR Section 8 Series F Part II) (Refer to CAP 8100 Section 6, OM Part A 24)
(u) Use of flight simulation training devices (CAR Section 8 Series O Part II Para 9.3.1, Note 2) (Refer to CAP 8100 Section 6, OM Part D 1) (v)
Method of control and supervision of flight operations (CAR Section 8 Series O Part II Para 4.2.1.3) (Refer to CAP 8100 Section 6, OM Part A 1).
(w) Mandatory maintenance tasks and intervals (CAR Section 8 Series O Part II Para11.3.2) Page | 46
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(x) Cabin crew member training programs. (CAR Section 8 Series O Part II Para 12.4, CAR Section 7 Series M Part I). (Refer to CAP 8100 Section 9, OM Part D 2)
4.6
PROVISIONS THAT REQUIRE A TECHNICAL EVALUATION Note (reference ICAO Annex 6, Attachment E, Paragraph 3.4) Other provisions in Annex 6, Part I, require the State to have made a technical evaluation. These provisions contain the phrases “acceptable to the State”, “satisfactory to the State”, “determined by the State”, “deemed acceptable by the State”, and “prescribed by the State”. While not necessarily requiring an approval by the State, these Standards do require the State to at least accept the matter at issue after it conducts a specific review or evaluation.
4.6.1 Inspectors from DGCA, India shall conduct a technical evaluation of following provisions. After the technical evaluation the following provisions may be accepted or approval may be granted. (a) Details of the aircraft-specific checklists (CAR Section 8 Series O Part II, Definition: aircraft operating manual and Para 6.1.4) (Refer to CAP 8100 Section 6 OM Part B 2) (b) Details of the aircraft-specific systems (CAR Section 8 Series O Part IIDefinition: aircraft operating manual and Para 6.1.4) (Refer to CAP 8100 Section 7, OM Part B 2) (c)
Mandatory material for the operations manual (CAR Section 8 Series O, Pt II, Para 4.2.3.2)
(d)
Engine trend monitoring systems (CAR Section 8 Series O Part II Para 5.4.2)
(e) Equipment for aeroplanes operated by a single pilot under the instrument flight rules or at night (CAR Section 8 Series O Part II Para 6.22) (f)
Requirements for approval to operate in RVSM airspace (CAR Section 8 Page | 47
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Series O Part II Para 7.2.5, CAR Section 8 Series S Part II) (Refer to CAP 8100 Section 6, OM Part A 4) (g) to
Monitoring of height-keeping performance of aeroplanes approved operate in RVSM airspace (CAR Section 8 Series O Part II Para 7.2.6, CAR Section 8 Series S Part II)
(h) Procedures for distribution and insertion of electronic navigation data in aircraft (CAR Section 8 Series O Part II Para 7.4.2) (i)
Operator’s aircraft-specific maintenance responsibilities (CAR Section 8 Series O Part II Para 8.1.1)
(j) Method of maintenance and release (CAR Section 8 Series O Part II Para 8.1.2) (k)
Maintenance control manual (CAR Section 8 Series O Part II Para 8.2.1)
(l)
Mandatory material for the maintenance control manual (CAR Section 8 Series O Part II Para 8.2.4)
(m) Reporting of maintenance experience information (CAR Section 8 Series O Part II Para 8.5.1) (n)
Implementing necessary maintenance corrective actions (CAR Section 8 Series O Part II Para 8.5.2)
(o)
Modification and repair requirements (CAR Section 8 Series O Part II Para 8.6)
(p)
Minimum competence level of maintenance personnel (CAR Section 8 Series O Part II Para 8.7.6.3)
(q) Requirement for flight navigator (CAR Section 8 Series O Part II Para 9.1.4) (Refer to CAP 8100 Section 6, OM Part A 4) (r)
Training facilities (CAR Section 8 Series O Part II Para 9.3.1) (Refer to CAP 8100 Section 9, OM Part D 1)
(s)
Qualifications of instructors (CAR Section 8 Series O Part II Para 9.3.1, CAR Section 7 Series I Part II) Page | 48
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(Refer to CAP 8100 Section 9, OM Part D 1) (t)
Need for recurrent training (CAR Section 8 Series O Part II Para 9.3.l, CAR Section 8 Series F Part II) (Refer to CAP 8100 Section 9, OM Part D 1)
(u)
Use of correspondence courses and written examinations (CAR Section 8 Series O Part II 9.3.1) (Refer to CAP 8100 Section 9, OM Part D 1)
(v) Use of flight simulation training devices (CAR Section 8 Series O Part II Para 9.3.2) (Refer to CAP 8100 Section 9,OM Part D 1) (w)
Flight crew qualification records (CAR Section 8 Series O Part II Para 9.4.3.4, CAR Section 8 Series F Part II) (Refer to CAP 8100 Section 6, OM Part D 1)
(x)
Designated representative of the State of the Operator (CAR Section 7 Series I Part I)
(y) Pilot experience, recency and training requirements for single pilot operations under the instrument flight rules (IFR) or at night (CAR Section 8 Series O Part II Para 9.4.5.1 and 9.4.5.2) (Refer to CAP 8100 Section 6, OM Part A 24) (z)
Flight manual changes (CAR Section 8 Series O Part II Para 11.1)
(aa) Minimum number of flight attendants assigned to a specific aircraft (CAR Section 8 Series O Part I Para 12.1) (Refer to CAP 8100 Section 6, OM Part A, 5.1 (e) (bb) Altimetry system performance requirements RVSM airspace (CAR Section 8 Series S Part II)
for
operations
in
Provisions pertaining to Single-engine operations (with relevant ICAO Annex 6 reference) (cc) Turbine engine reliability for approved operations by single-engine turbinepowered aeroplanes at night and/or in instrument meteorological Page | 49
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conditions (IMC) (Appendix 3, 1.1) (dd) Systems and equipment (Appendix 3, 2) (ee) Minimum equipment list (Appendix 3, 3) (ff)
Flight manual information (Appendix 3, 4)
(gg) Event reporting (Appendix 3, 5) (hh) Operator planning (Appendix 3, 6) (ii)
Flight crew experience, training and checking (Appendix 3, 7)
(jj)
Route limitations over water (Appendix 3, 8)
(kk) Operator certification or validation (Appendix 3, 9).
4.7
OTHER APPROVAL OR ACCEPTANCE CONSIDERATIONS Note (extract form ICAO Annex 6, Attachment E, Paragraph 5) Some States provide for approval or acceptance of certain critical documents, records or procedures specified in Annex 6, Part I, although the relevant Annex 6 Standards do not require approval or acceptance by the State of the Operator.
4.7.1 Inspectors from DGCA, India shall conduct a technical evaluation of following provisions. After the technical evaluation the following provisions may be accepted or approval may be granted. (a)
Safety program (CAR Section 5 Series F Part I)
(b)
Flight data analysis program (CAR Section 5 Series F Part II)
(c) Method for obtaining aeronautical data (CAR Section 8 Series O Part II Para 4.1.1) (d) Adequacy of the fuel and oil records (CAR Section 8 Series O Part II Para 4.2.10) (e)
Adequacy of flight time, flight duty and rest period records (CAR Section Page | 50
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8 Series O Part II 4.2.11.3, 9.6, and 12.5) (f) Adequacy of the aircraft maintenance log book (CAR Section 8 Series O Part II Para 4.3.1) (g)
Adequacy of the load manifest (CAR Section 8 Series O Part II Para 4.3.1)
(h)
Adequacy of the operational plan (CAR Section 8 Series O Part II Para 4.3.3.1)
(i)
Method for obtaining weather data (CAR Section 8 Series O Part II Para 4.3.5.1 and 4.3.5.2) Method of compliance with carry-on baggage stowage (CAR Section 8 Series O Part II Para 4.8) (k) Aeroplane performance operating limitations (CAR Section 8 Series O Part II Para 5.2.4) (l) Method of obtaining and applying aerodrome obstacle data (CAR Section 8 Series O Part II Para 5.3) (m) Adequacy of enger information cards (CAR Section 8 Series O Part II Para 6.2.2 d) (n) Procedures for long-range navigation (CAR Section 8 Series O Part II Para 7.2.1) (o) Contents of the journey log book (CAR Section 8 Series O Part II Para 11.4.1) (p) Content of the security training program (CAR Section 8 Series O Part II Para 13.4, CAR Section 8 Series F Part II)
(j)
4.8
DELEGATION OF AUTHORITY TO INSPECTORS
4.8.1
All Inspectors of DGCA, India are hereby authorized to conduct technical evaluation and recommend approval / acceptance actions as detailed in this Section.
4.8.2
The authority to sign the letter of approval/acceptance will be as delegated by the Director General of Civil Aviation.
4.8.3
In addition CFOI, DGCA, India is hereby delegated the authority to choose to approve any item in respect of the Operations Manual if he is in the opinion that such approval is in the best interest of Safety, Regularity and Security of flight operations.
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SECTION
5.1
5 - STRUCTURE OF THE OPERATIONS MANUAL
STRUCTURE OF THE OPERATIONS MANUAL
5.1.1
The Operations manual shall be organized with the following structure.
5.1.2
The Operations Manual may be issued in separate parts corresponding to specific aspects of the operation.
5.2
PART A:
GENERAL
This part shall comprise all non type-related operational policies, instructions and procedures needed for a safe operation.
5.3
PART B:
AIRCRAFT OPERATING INFORMATION
This part shall comprise all type-related instructions and procedures needed for a safe operation. It shall take of any differences between types, variants or individual aeroplanes used by the operator.
5.4
PART C:
AREAS, ROUTES AND AERODROMES
This part shall comprise all instructions and information needed for the area of operation.
5.5
PART D:
TRAINING
This part shall comprise all training instructions for personnel required for a safe operation.
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SECTION 6 Part A
-
OPERATIONS MANUAL PART A (AEROPLANES)
GENERAL
0.
istration and control of Operations Manual
0.1
Introduction
(a)
A statement that the manual complies with all applicable regulations and with the and conditions of the applicable Air Operator Certificate. A statement that the manual contains operational instructions that are to be complied with by the relevant personnel. A list and brief description of the various parts, their contents, applicability and use. Explanations and definitions of and words needed for the use of the manual.
(b) (c) (d)
0.2
System of amendment and revision
(a)
Who is responsible for the issuance and insertion of amendments and revisions. A record of amendments and revisions with insertion dates and effective dates. A statement that handwritten amendments and revisions are not permitted except in situations requiring immediate amendment or revision in the interest of safety. Such temporary amendments must be authenticated by signature and stamp of a responsible person as per standard revision procedure. A description of the system for the annotation of pages and their effective dates. A list of effective pages. Annotation of changes (on text pages and, as far as practicable, on charts and diagrams). Temporary revisions. A description of the distribution system for the manuals, amendments and revisions. A type of manual (ring binder) where replacement of sheets is possible. A handy type of manual possible to study in the cockpit.
(b) (c)
(d) (e) (f) (g) (h) (i) (j)
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1.
Instructions outlining the responsibilities of operations personnel pertaining to the conduct of flight operations
1.1
Organisation and responsibilities.
1.1.1
Organisational structure. A description of the organisational structure including the general company organigram and operations department organogram. The organogram must depict the relationship between the Operations Department and the other Departments of the company. In particular, the subordination and reporting lines of all Divisions, Departments etc., which pertain to the safety of flight operations, must be shown.
1.1.2
Supervision of the operation by the operator. A description of the system for supervision of the operation by the operator. This must show how the safety of flight operations and the qualifications of personnel are supervised. In particular, the procedures related to the following items must be described: (a) (b) (c)
License and qualification validity; Competence of operations personnel; and Control, analysis and storage of records, flight documents, additional information and data.
1.1.3
System of promulgation of additional operational instructions and information. A description of any system for promulgating information which may be of an operational nature but is supplementary to that in the Operations Manual. The applicability of this information and the responsibilities for its promulgation must be included.
1.1.4
Accident prevention and flight safety program. A description of the main aspects of the flight safety program.
1.1.5
Operational control. A description of the procedures and responsibilities necessary to exercise operational control with respect to flight safety.
1.1.6
Approved personnel. The name of each approved personnel responsible for flight operations, the maintenance system, crew training and ground operations.
1.1.7
Responsibilities and duties of operations management personnel. A description of the duties, responsibilities and authority of operations Page | 54
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management personnel pertaining to the safety of flight operations and the compliance with the applicable regulations. 1.1.8
Authority, duties and responsibilities of the commander. A statement defining the authority, duties and responsibilities of the commander.
1.1.9 Duties and responsibilities of crew other than the commander. 2. Rules limiting the flight time and flight duty periods and providing for adequate rest periods for flight crew and cabin crew 2.1
A description of the flight and duty time limitations and rest requirements as applicable to the operation
2.2
Conditions under which flight and duty time may be exceeded or rest period may be reduced and the procedures used to report these modifications.
3.
A list of navigational equipment to be carried
3.1
Information about navigation equipment required to be carried for the type of operation can be found in CAR Series ‘I’ Part II.
4.
Where relevant to the operation, the long-range navigation procedures, engine failure procedure for ETOPS and the nomination and utilization of diversion aerodromes.
4.1
A description of the ETOPS operational procedures.
5.
The circumstances in which a radio listening watch is to be maintained
5.1
ICAO rules require an aircraft operated as a controlled flight to maintain continuous air-ground voice communication watch, and the operator may have the same requirement for other types of operations.
6.
The method for determining minimum flight altitudes
6.1
A description of the method of determination and application of minimum altitudes including: (a)
A procedure to establish the minimum altitudes/flight levels for VFR flights and; Page | 55
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(b)
7.
A procedure to establish the minimum altitudes/flight levels for IFR flights.
The method for determining aerodrome operating minima
7.1 The method for establishing aerodrome operating minima for IFR flights in accordance with ICAO Annex 6. Reference must be made to procedures for the determination of the visibility and/or runway visual range (RVR) and for the applicability of the actual visibility observed by the pilots, the reported visibility and the reported RVR. 8.
Safety precautions during refueling with engers on board
8.1
A description of fuelling procedures, including: (a) (b)
(c) 9.
Safety precautions during refueling and defueling when engers are embarking, on board or disembarking; and Refueling and defueling including when an APU is in operation or when a turbine engine is running and the prop-brakes are on; (Refer CAR Sec 2 Series ‘H’ Part II) Precautions to be taken to avoid mixing fuels.
Ground handling arrangements and procedures
9.1 A description of the handling procedures to be used when allocating seats and embarking and disembarking engers and when loading and unloading the aeroplane. Further procedures, aimed at achieving safety whilst the aeroplane is on the ramp, must also be given. Handling procedures must include: (a) (b) (c) (d) (e) (f) (g) (h) (i)
Children/infants, sick engers and Persons with Reduced Mobility; Transportation of inissible engers, deportees or persons in custody; Permissible size and weight of hand baggage; Loading and securing of items in the aeroplane; Special loads and classification of load compartments; Positioning of ground equipment; Operation of aeroplane doors; Safety on the ramp, including fire prevention, blast and suction areas; Start-up, ramp departure and arrival procedures; Page | 56
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(j) (k) (l) 9.2
Servicing of aeroplanes; Documents and forms for aeroplane handling; and Multiple occupancy of aeroplane seats.
Procedures for the refusal of embarkation. Procedures to ensure that persons who appear to be intoxicated or who demonstrate by manner or physical indications that they are under the influence of drugs, except medical patients under proper care, are refused embarkation.
10.
Procedures, as prescribed in Annex 12, for Pilots-in-command observing an accident.
10.1 The procedures are described in ICAO Annex 12 chapter 5. 11.
The flight crew for each type of operation including the designation of the succession of command.
11.1
Crew Composition. An explanation of the method for determining crew compositions taking of the following: (a) (b) (c) (d) (e) (f)
(g)
The type of aeroplane being used; The area and type of operation being undertaken; The phase of the flight; The minimum crew requirement and flight duty period planned; Experience (total and on type), recency and qualification of the crew ; and The designation of the commander and if necessitated by the duration of the flight, the procedures for relief of the commander or other of the flight crew. The designation of the senior cabin crew member and, if necessitated by the duration of the flight, the procedures for the relief of the senior cabin crew member and any other of the cabin crew.
11.2
Flight crew incapacitation. Instructions on the succession of command in the event of flight crew incapacitation.
11.3
Operation on more than one type. A statement indicating which aeroplanes are considered as one type for the purpose of: (a)
Flight crew scheduling; and Page | 57
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(b)
Cabin crew scheduling.
11.4 Qualification requirements. A description of the required license, rating(s), qualification/competency (e.g. for routes and aerodromes), experience, training, checking and recency for operations personnel to conduct their duties. Consideration must be given to the aeroplane type, kind of operation and composition of the crew. 11.4.1 Flight crew (a) (b) (c) (d) (e) (f)
Commander. Pilot relieving the commander. Co-pilot. Pilot under supervision. System operator. Operation on more than one type or variant.
11.4.2 Cabin crew (a) (b)
(c)
Senior cabin crew member. Cabin crew member. (i) Required cabin crew member. (ii) Additional cabin crew member and cabin crew member during familiarisation flights. Operation on more than one type or variant.
11.4.3 Training, checking and supervision personnel (a) (b)
For flight crew. For cabin crew.
11.4.4 Other operations personnel 11.5
Crew Health Precautions
11.5.1 The relevant health including: (a) (b) (c) (d)
regulations and guidance to crew
Alcohol and other intoxicating liquor; Narcotics; Drugs; Sleeping tablets; Page | 58
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(e) (f) (g) (h) (i) (j)
Pharmaceutical preparations; Immunisation; Scuba diving; Blood donation; Meal precautions prior to and during flight; Sleep and rest.
11.5.2 Pre-flight medical 12.
Specific instructions for the computation of the quantities of fuel and oil to be carried, having regard to all circumstances of the operation including the possibility of the failure of one or more powerplants while en route.
12.1
The methods by which the quantities of fuel and oil to be carried are determined and monitored in flight. This section must also include instructions on the measurement and distribution of the fluid carried on board. Such instructions must take of all circumstances likely to be encountered on the flight, including the possibility of in-flight replanning and of failure of one or more of the aeroplane's power plants. The system for maintaining fuel and oil records must also be described.
13.
The conditions under which oxygen shall be used and the amount of oxygen determined.
13.1 An explanation of the conditions under which oxygen must be provided and used. 13.2 The oxygen requirements specified for: (a) (b) (c) 14.
Flight crew; Cabin crew; and engers
Instructions for mass and balance control
14.1 The general principles of mass and center of gravity including: (a) (b) (c) (d)
Definitions; Methods, procedures and responsibilities for preparation and acceptance of mass and center of gravity calculations; The policy for using either standard and/or actual masses; The method for determining the applicable enger, baggage Page | 59
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(e) (f) (g) (h) (i)
and cargo mass; The applicable enger and baggage masses for various types of operations and aeroplane type; General instruction and information necessary for verification of the various types of mass and balance documentation in use; Last Minute Changes procedures; Specific gravity of fuel and oil; Seating policy/procedures.
15.
Instructions for the conduct and control of ground de-icing/anti-icing operations
15.1
A description of the de-icing and anti-icing policy and procedures for aeroplanes on the ground. These shall include descriptions of the types and effects of icing and other contaminants on aeroplanes whilst stationary, during ground movements and during take-off. In addition, a description of the fluid types used must be given including: (a) (b) (c) (d) (e)
Proprietary or commercial names; Characteristics; Effects on aeroplane performance; Hold-over times; and Precautions during usage.
16.
The specifications for the operational flight plan
16.1
Procedures and responsibilities for the preparation and acceptance of the operational flight plan. The use of the operational flight plan must be described including samples of the operational flight plan formats in use.
17.
Standard operating procedures (SOP) for each phase of flight
17.1 Flight Preparation Instructions. As applicable to the operation: 17.1.1 Minimum Flight Altitudes. 17.1.2 Criteria for determining the usability of aerodromes 17.1.3 Methods for the determination of aerodrome operating minima. 17.1.4 En-route Operating Minima for VFR Flights or VFR portions of a flight and, Page | 60
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where single engined aeroplanes are used, instructions for route selection with respect to the availability of surfaces which permit a safe forced landing. 17.1.5
Presentation Minima
and
Application
of
Aerodrome and En-route Operating
17.1.6 Interpretation of meteorological information. Explanatory material on the decoding of meteorological forecast and reports relevant to the area of operations, including the interpretation of conditional expressions. 17.1.7 Determination of the quantities of fuel and oil carried. 17.1.8 Mass and balance control. 17.1.9 ATS Flight Plan. Procedures and responsibilities for the preparation and submission of the air traffic services flight plan. Factors to be considered include the means of submission for both individual and repetitive flight plans. 17.1.10 Operational Flight Plan. 17.1.11 Operator's aeroplane Technical Log. The responsibilities and the use of the operator's aeroplanes Technical Log must be described, including samples of the format used. 17.1.12
List of documents, forms and additional information to be carried
17.2 Ground handling arrangement and procedures. 17.3 Flight Procedures 17.3.1 VFR/IFR Policy. A description of the policy for allowing flights to be made under VFR, or of requiring flights to be made under IFR, or of changing from one to the other. (Information can be found in ICAO Annex 2, chapter 3). 17.3.2 Navigation Procedures. A description of all navigation procedures relevant to the type(s) and area(s) of operation. Consideration must be given to: (a)
Standard navigational procedures including policy for carrying out independent cross-checks of keyboard entries where these affect the flight path to be followed by the aeroplane; Page | 61
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(b) (c) (d) (e) (f)
MNPS and POLAR navigation and navigation in other designated areas; RNAV; In-flight replanning; Procedures in the event of system degradation; RVSM
17.3.3 Altimeter setting procedures 17.3.4 Altitude alerting system procedures 17.3.5 Policy and procedures for in-flight fuel management 17.3.6 Adverse and potentially hazardous for operating in, and/or avoiding, conditions including: (a) Thunderstorms; (b) Icing conditions; (c) Turbulence; (d) Windshear; (e) Jet stream; (f) Volcanic ash clouds; (g) Heavy precipitation; (h) Sand storms; (i) Mountain waves; and (j) Significant Temperature inversions.
atmospheric conditions. Procedures potentially hazardous atmospheric
17.3.7 Wake Turbulence. Wake turbulence separation separation criteria, taking into aeroplane types, wind conditions and runway location. 17.3.8 Crew at their stations. The requirements for crew to occupy their assigned seats during different phases of flight or whenever deemed necessary in the interest of safety. 17.3.9 Use of safety belts for crew and engers. The requirements for crew and engers to use safety belts and/or harnesses during the different phases of flight or whenever deemed necessary in the interest of safety. 17.3.10 ission to Flight Deck. The conditions for the ission to the flight deck of persons other than the flight crew. The policy regarding the ission Page | 62
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of persons other than the flight crew in accordance with AIC 3 of 1997 must also be included. 17.3.11 Use of vacant crew seats. The conditions and procedures for the use of vacant crew seats. 17.3.12 Incapacitation of crew . Procedures to be followed in the event of incapacitation of crew in flight. Examples of the types of incapacitation and the means for recognizing them must be included. 17.3.13 Cabin Safety Requirements. Procedures covering: (a) (b)
(c) (d) (e)
Cabin preparation for flight, in-flight requirements and preparation for landing including procedures for securing the cabin and galleys; Procedures to ensure that engers are seated where, in the event that an emergency evacuation is required, they may best assist and not hinder evacuation from the aeroplane; Procedures to be followed during enger embarkation and disembarkation; and Procedures when refueling/defueling with engers embarking, on board or disembarking. Smoking on board.
17.3.14 enger briefing procedures. The contents, means and timing of enger briefing. 17.3.17
Procedures for aeroplanes operated whenever required cosmic or solar radiation detection equipment is carried. Procedures for the use of cosmic or solar radiation detection equipment and for recording its readings including actions to be taken in the event that limit values specified in the Operations Manual are exceeded. In addition, the procedures, including ATS procedures, to be followed in the event that a decision to descend or re-route is taken.
17.4
AWO. A description of the operational procedures associated with All Weather Operations.
17.5
EDTO. A description of the EDTO operational procedures.
17.6
Use of the minimum equipment list. Page | 63
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17.7
Non revenue flights. Procedures and limitations for: (a) Training flights; (b) Test flights; (c) Delivery flights; (d) Ferry flights; (g) Demonstration flights; and (h) Positioning flights, including the kind of persons who may be carried on such flights.
18.
Instructions on the use of normal checklists and the timing of their Use. Instructions on the use of normal checks lists and the timing of their use with details on the Silent Checks, Challenge and Response Checks and the Verbal Checks.
19.
Departure contingency procedures
19.1 Departure contingency procedures shall include: (a) (b) 20.
Departure procedures described in the airport manual Noise abatement procedures
Instructions on the maintenance of altitude awareness and the use of automated or flight crew altitude call-out.
20.1 A description of procedures used to maintain altitude awareness. 21.
Instructions on the use of autopilots and auto-throttles in IMC.
21.1 A description of procedures used in IMC. 22.
Instructions on the clarification and acceptance of ATC clearances, particularly where terrain clearance is involved
22.1
Instructions to include conditions under which deviations from clearances may be accepted.
23.
Departure and approach briefings.
23.1 Description of briefing procedures for departures and approaches. 24.
Route and destination familiarization. Page | 64
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24.1
A description aerodromes.
of
the
required
25.
Stabilized approach procedure.
qualification/competency
for
routes
and
25.1 A description of conditions required to obtain a stabilized approach. 25.2
Minimum altitude for being stabilized and a description of procedures to be followed in case approach is not stabilized at minimum altitude.
26.
Limitations on high rates of descent near the surface.
26.1
A description of limitations and procedures to be followed when limitations are exceeded.
27.
Conditions required to commence or to continue an instrument approach
27.1 A description of procedures to be used under which decisions are taken to commence, continue or discontinue an instrument approach 28.
Instructions for the conduct of precision and non-precision instrument approach procedures
28.1
A description of the operational procedures associated with precision and non-precision instrument approach procedures
29.
Allocation of flight crew duties and procedures for the management of crew workload during night and IMC instrument approach and landing operations
29.1
A description of the procedures for night and IMC instrument approaches and landing operations taking in consideration all safety precautions.
30.
Instructions and training requirements for avoidance of controlled flight into terrain and policy for the use of the ground proximity warning system (GPWS).
31.
Policy, instructions, procedures and training requirements for the avoidance of collisions and the use of airborne collision avoidance system (ACAS) Page | 65
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32.
Information and instructions relating to the interception of civil aircraft including: a) b)
33.
procedures, as prescribed in Annex 2, for pilots-in-command of intercepted aircraft; and visual signals for use by intercepting and intercepted aircraft, as contained in Annex 2
For aeroplanes intended to be operated above 15 000 m (49 000 ft): a)
b)
procedures which will enable the pilot to determine the best course of action to take in the event of exposure to solar cosmic radiation; and procedures in the event that a decision to descent is taken, covering: 1) the necessity of giving the appropriate ATS unit prior warning of the situation and of obtaining a provisional descent clearance; and 2) the action to be taken in the event that communication with the ATS unit cannot be established or is interrupted.
34.
Details of the accident prevention and flight safety programme, including a statement of safety policy and the responsibility of personnel.
34.1
A description of the main aspects of the flight safety programme including; a) b)
Programmes to achieve and maintain risk awareness by all persons involved in operations; Evaluation of relevant information relating to accidents and incidents and the promulgation of related information.
35.
Information and instructions on the carriage of dangerous goods, including action to be taken in the event of an emergency.
35.1
Information, instructions and general guidance on the transport of dangerous goods including: (a)
Operator's policy on the transport of dangerous goods;
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(b) (c)
(d) (e)
Guidance on the requirements for acceptance, labeling, handling, stowage and segregation of dangerous goods; Procedures for responding to emergency situations involving dangerous goods; Duties of all personnel involved; and Instructions on the carriage of the operator's employees.
35.2
The conditions under which weapons, munitions of war and sporting weapons may be carried.
36.
Security instruction and guidance
36.1 Security instructions and guidance of a non-confidential nature which must include the authority and responsibilities of operations personnel. Policies and procedures for handling and reporting crime on board such as unlawful interference, sabotage, bomb threats, and hijacking must also be included. 36.2 A description of preventative security measures and training. Note: Parts of the security instructions and guidance may be kept confidential. 37.
The search procedure checklist provided
37.1 An operator shall ensure that there is on board a checklist of the procedures to be followed in searching for a bomb in case of suspected sabotage. The checklist shall be ed by guidance on a course of action to be taken should a bomb or suspicious object be found. (Refer ICAO Doc 9811 AN/766). 38. Instructions and training requirements for the use of Head-Up Displays (HUD) and Vision Systems (VS) equipment as applicable.
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SECTION 7 – OPERATIONS MANUAL PART B (AEROPLANES) Part B
Aircraft operating information.
1.
Certification limitations and operating limitations.
1.1
A description of the certified limitations and the applicable operational limitations including: (a) Certification status; (b) enger seating configuration for each aeroplane type including a pictorial presentation; (c) Types of operation that are approved (e.g. IFR/VFR, CAT II/III, RNP Type, flights in known icing conditions etc.); (d) Crew composition; (e) Mass and center of gravity; (f) Speed limitations; (g) Flight envelope(s); (h) Wind limits; (i) Performance limitations for applicable configurations; (j) Slope; (k) Airframe contamination; (l) System limitations.
2.
The normal, abnormal and emergency procedures to be used by the flight crew and the checklists relating thereto.
2.1
The normal procedures and duties assigned to the crew, the appropriate check-lists, the system for use of the check-lists and a statement covering the necessary coordination procedures between flight and cabin crew. The following normal procedures and duties must be included: (a) Pre-flight; (b) Pre-departure; c) Altimeter setting and checking; d) Taxy, Take-Off and Climb; (e) Noise abatement; (f) Cruise and descent; Page | 68
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(g) (h) (i) (j) (k) (l) (m)
Approach, Landing preparation and briefing; VFR Approach; IFR approach; Visual Approach and circling; Missed Approach; Normal Landing; Post Landing.
2.2
The emergency procedures and duties assigned to the crew, the appropriate check-lists, the system for use of the check-lists and a statement covering the necessary coordination procedures between flight and cabin crew. The following emergency procedures and duties must be included: (a) Crew Incapacitation; (b) Fire and Smoke Drills; (c) Lightning Strikes; (d) Distress Communications and alerting ATC to Emergencies; (e) Engine failure; (f) System failures; (g) Guidance for Diversion in case of Serious Technical Failure; (h) AVAD warning; (i) Windshear; (j) Emergency Landing/Ditching;
3.
Operating instructions and information on climb performance with all engines operating, if provided.
4.
Flight planning data for pre-flight and in-flight planning with different thrust/power and speed settings.
4.1
Data and instructions necessary for preflight and in-flight planning. Where applicable, procedures for engine(s) out operations and flights to isolated airports must be included.
4.2.1 The method for calculating fuel needed for the various stages of flight. 5.
The maximum crosswind and tailwind components for each aeroplane type operated and the reductions to be applied to these values having regard to gusts, low visibility, runway surface conditions, crew experience, use of autopilot, abnormal or emergency circumstances, or any other relevant operational factors Page | 69
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6.
Instructions and data for mass and balance calculations
6.1
Instructions and data for the calculation of the mass and balance including: (a) Calculation system (e.g. Index system); (b) Information and instructions for completion of mass and balance documentation, including manual and computer generated types; (c) Limiting masses and centre of gravity for the types, variants or individual aeroplanes used by the operator; and (d) Dry Operating mass and corresponding centre of gravity or index.
7.
Instructions for aircraft loading and securing of loads.
7.1
Procedures and provisions for loading and securing the load in the aeroplane.
8.
Aircraft systems, associated controls and instructions for their use.
8.1
A description of the aeroplane systems, related controls and indications and operating instructions.
9.
The minimum equipment list for the aeroplane types operated and specific operations authorized.
9.1
The Minimum Equipment List (MEL) and Configuration Deviation List (CDL) taking of the aeroplane types and variants operated and the type(s)/area(s) of operation. The MEL must include the navigational equipment and take into the required navigation performance for the route and area of operation.
10.
Checklist of emergency and safety equipment and instructions for its use.
11.
Emergency evacuation procedures, including type-specific procedures, crew coordination, assignment of crew’s positions and the emergency duties assigned to each crew member.
emergency
11.1
Instructions for preparation for emergency evacuation including crew coordination and emergency station assignment.
11.2
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the engers in the event of a forced landing, ditching or other emergency. 12.
The normal, abnormal and emergency procedures to be used by the cabin crew, the checklists relating thereto and aircraft systems information as required, including a statement related to the necessary procedures for the coordination between flight and cabin crew.
12.1
Instructions of procedures for the coordination between flight and cabin crew under all conditions.
13.
Survival and emergency equipment for different routes and the necessary procedures to its normal functioning before takeoff, including procedures to determine the required amount of oxygen and quantity available.
13.1
A list of the survival equipment to be carried for the routes to be flown and the procedures for checking the serviceability of this equipment prior to take-off. Instructions regarding the location, accessibility and use of survival and emergency equipment and its associated check list(s) must also be included.
13.2
The procedure for determining the amount of oxygen required and the quantity that is available. The flight profile and number of occupants and possible cabin decompression must be considered. The information provided must be in a form in which it can be used without difficulty.
14.
The ground-air visual code for use by survivors, as contained in Annex 12.
Note:
When necessary information can be found in the Aircraft Flight Manual (AFM), a reference to the manual including the para, is sufficient.
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SECTION 8 – OPERATIONS MANUAL PART C (AEROPLANES) Part C
Routes and aerodromes.
A route guide to ensure that the flight crew will have, for each flight, information relating to communication facilities, navigation aids, aerodromes, instrument approaches, instrument arrivals and instrument departures as applicable for the operation, and such other information as the operator may deem necessary for the proper conduct of flight operations. A Jeppesen manual is a good example of a route guide. 1.
The minimum flight altitudes for each route to be flown.
2.
Aerodrome operating minima for each of the aerodromes that are likely to be used as aerodromes of intended landing or as alternate aerodromes.
3.
The increase of aerodrome operating minima in case of degradation of approach or aerodrome facilities.
4.
Instructions for determining aerodrome operating minima for instrument approaches using HUD and VS
5.
The necessary information for compliance with all flight profiles required by regulations, including but not limited to, the determination of: a)
b) c) d) e)
f)
take-off runway length requirements for dry, wet and contaminated conditions, including those dictated by system failures which affect the take-off distance; take-off climb limitations; en-route climb limitations; approach climb limitations and landing climb limitations landing runway length requirements for dry, wet and contaminated conditions, including systems failures which affect the landing distance; and supplementary information, such as tire speed limitations.
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For Part C of the Operations Manual, material produced by the operator may be supplemented with or substituted by applicable Route Guide material produced by a specialised professional company.
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SECTION 9 – OPERATIONS MANUAL PART D (AEROPLANES) Part D
Training
1.
Details of flight crew training programme
1.1
Training syllabi and checking programmes for flight crew.
1.1.1
Conversion training which must include: (a) Type rating course (if changing to a new type); (b) Operators course (if changing to a new operator); (c) Supervised Line Flying; (d) Crew resource management training.
1.1.2
Recurrent training and checking which must include: (a) Type or variant of aeroplane on which the crewmember is certificated to operate; (b) Ground refresher training; (c) Aeroplane/ flight simulator training; (d) Emergency and safety equipment training and checking; (e) CRM training; (f) Line checks.
1.1.3
Route/Role/Area competence qualification.
1.1.4
Special training for special operations.
2.
Details of cabin crew duties training programme.
2.1
Training syllabi and checking programmes for cabin crew including: (a) Initial training; (b) Conversion and difference training; (c) Recurrent training; (d) Refresher training;
3.
Details of the flight operations officer/flight dispatcher training programme when employed in conjunction with a method of flight supervision. 74
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3.1
Training syllabi and checking programmes for all relevant items pertaining to their duties. Note :
The above training programmes shall include the following procedures:
a) Procedures for training and checking b) Procedures to be applied in the event that personnel do not achieve or maintain the required standards. c) Procedures to ensure that abnormal or emergency situations requiring the application of part of or all of abnormal or emergency procedures and simulation of IMC by artificial means, are not simulated during commercial air transportation flights. d) Description of documents to be stored and storage period.
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SECTION 10 – OPERATIONS MANUAL PART A (HELICOPTERS) Part A GENERAL 0
istration and control of Operations Manual
0.1 Introduction (a) A statement that the manual complies with all applicable regulations and with the and conditions of the applicable Air Operator Certificate. (b) A statement that the manual contains operational instructions that are to be complied with by the relevant personnel. (c) A list and brief description of the various parts, their contents, applicability and use. (d) Explanations and definitions of and words needed for the use of the manual. 0.2 System of amendment and revision (a) Who is responsible for the issuance and insertion of amendments and revisions. (b) A record of amendments and revisions with insertion dates and effective dates. (c) A statement that handwritten amendments and revisions are not permitted except in situations requiring immediate amendment or revision in the interest of safety. Such temporary amendments must be authenticated by signature and stamp of a responsible person as per standard revision procedure. (d) A description of the system for the annotation of pages and their effective dates. (e) A list of effective pages. (f) Annotation of changes (on text pages and, as far as practicable, on charts and diagrams). (g) Temporary revisions. (h) A description of the distribution system for the manuals, amendments and revisions. (i) A type of manual (ring binder) where replacement of sheets is possible. (j) A handy type of manual possible to study in the cockpit. 1. Instructions outlining the responsibilities of operations personnel pertaining to the conduct of flight operations 1.1
Organisation and responsibilities.
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1.1.1 Organisational structure. A description of the organisational structure including the general company organogram and operations department organogram. The organogram must depict the relationship between the Operations Department and the other Departments of the company. In particular, the subordination and reporting lines of all Divisions, Departments etc., which pertain to the safety of flight operations, must be shown. 1.1.2 Supervision of the operation by the operator. A description of the system for supervision of the operation by the operator. This must show how the safety of flight operations and the qualifications of personnel are supervised. In particular, the procedures related to the following items must be described: (a) License and qualification validity; (b) Competence of operations personnel; and (c) Control, analysis and storage of records, flight documents, additional information and data. 1.1.3 System of promulgation of additional operational instructions and information. A description of any system for promulgating information which may be of an operational nature but is supplementary to that in the Operations Manual. The applicability of this information and the responsibilities for its promulgation must be included. 1.1.4 Accident prevention and flight safety program. A description of the main aspects of the flight safety program. 1.1.5 Operational control. A description of the procedures and responsibilities necessary to exercise operational control with respect to flight safety. 1.1.6 Approved personnel. The name of each approved personnel responsible for flight operations, the maintenance system, crew training and ground operations. 1.1.7 Responsibilities and duties of operations management personnel. A description of the duties, responsibilities and authority of operations management personnel pertaining to the safety of flight operations and the compliance with the applicable regulations. 1.1.8 Authority, duties and responsibilities of the Pilot-in-Command. A statement defining the authority, duties and responsibilities of the Pilot-in-Command. 1.1.9
Duties and responsibilities of crew other than the Pilot-in-Command.
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2.1 A description of the flight and duty time limitations and rest requirements as applicable to the operation. 2.2 Conditions under which flight and duty time may be exceeded or rest period may be reduced and the procedures used to report these modifications. Note: Information can be found in CAR Section 7, Series J, Part II. 3.
A list of navigational equipment to be carried
3.1 Information about navigation equipment required to be carried can be found in CAR Section 8 Series H Part I. 4.
The circumstances in which a radio listening watch is to be maintained
4.1 ICAO rules require an aircraft operated as a controlled flight to maintain continuous airground voice communication watch, and the operator may have the same requirement for other types of operations. 5.
The method for determining minimum flight altitudes
5.1 A description of the method of determination and application of minimum altitudes including: (a) A procedure to establish the minimum altitudes/flight levels for VFR flights; and (b) A procedure to establish the minimum altitudes/flight levels for IFR flights. Note : Information on determining minimum flight altitudes for the type of operation can be found in CAR Section 8 Series H Part I 6.
The method for determining heliport operating minima
6.1 A difference should be made between aerodrome/heliport which is state approved and helipad created under the responsibility of the operator and his pilots. For the first type of landing sites the state defines the content (AIP) whereas for the latter it is the operator, who has the responsibility to establish and provide relevant information.
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6.2 While establishing the heliport operating minima which will apply to any particular operation, the operator shall take full of: i) The type, performance and handling characteristics of the helicopter; ii) The composition of the flight crew, their competence and experience; iii) The declared distances; iv) The adequacy and performance of the available visual and non-visual ground aids; v) The equipment available on the heliport for the purpose of navigation and/or control of the flight path during the approach to landing and the missed approach; vi) The obstacles in the approach and missed approach areas and the obstacle clearance altitude/height for the instrument approach procedure; vii) The means used to determine and report meteorological conditions; viii) The obstacles in the climb out areas and necessary clearance margins; ix) Specifications for elevated heliports/ helidecks (Size, weight limitations, restrictions etc.) Note : Information on determining heliport operating minima can be found in CAR Section 8 Series H Part I 6.3 Policy applicable to helipads i) Creation; ii) Type of commercial air transport or aerial work; iii) Minimum size; iv) Minimum performance level applicable by the pilot; v) Location and nature, surface clear or restricted; vi) Flight crew composition, competence and experience; vii) The adequacy and performance of the available visual ground aids; viii) The equipment available for the purpose of navigation during the approach to landing and the missed approach; ix) The obstacles in the approach and missed approach areas; x) The means used to determine and report meteorological conditions; xi) The obstacles in the climb out areas. Note : A particular attention regarding the performance level required when one time helipads are created during the election campaigns, all flights should use the hover “outof-ground effect” performance level. 7. 7.1
Policy for undertaking Operations in Performance Class (PC) 1/2/3 Clear statement of the Helicopter Certification as Category A or Category B.
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7.2 For Category A helicopters, the conditions under which PC 1/ 2 operations can be undertaken. Also specify reference to AFM for calculating performance envelope to conform to PC1/2 as the case may be. 7.3 For Category B helicopters only PC 3 operations are permitted. State conditions under which operations will not be undertaken e.g. over congested hostile terrain. Note : Guidance for deciding helicopter performance and operating limitations can be found in CAR Section 8 Series H Part I 8.
Safety precautions during refueling with engers on board
8.1 A description of fuelling procedures, including safety precautions during refuelling when engers are on Board; 9.
Ground handling arrangements and procedures
9.1 A description of the handling procedures to be used when allocating seats and embarking and disembarking engers and when loading and unloading the helicopter. Further procedures, aimed at achieving safety whilst the helicopter is on the ramp, must also be given. Handling procedures must include: (a) Children/infants, sick engers and Persons with Reduced Mobility; (b) Loading and securing of items in the helicopter; (c) Permissible size and weight of hand baggage; (d) Positioning of ground equipment; (e) Operation of helicopter doors; (f) Safety on the ramp, including fire prevention, rotor down wash areas; (g) Start-up, ramp departure and arrival procedures; (h) Documents and forms for helicopter handling; (i) Special services required offshore. Note: A simplified procedure for helicopter below 3,180 kg is acceptable as they usually have only two access doors. 9.2
Procedures for the refusal of embarkation.
Procedures to ensure that persons who appear to be intoxicated or who demonstrate by manner or physical indications that they are under the influence of drugs, except medical patients under proper care, are refused embarkation. 80
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10. Procedures, as prescribed in ICAO Annex 12 Chapter 5, for Pilots-in-command observing an accident. Note: A specific helicopter procedure shall be introduced, taking into the possibility for helicopter to land or at least to hover on an accident site. 11. The flight crew for each type of operation including the designation of the succession of command (only applicable with a crew of two or more ). 11.1 Crew Composition. An explanation of the method for determining crew compositions taking of the following: (a) The type of helicopter being used; (b) The area and type of operation being undertaken; (c) The phase of the flight; (d) The minimum crew requirement and flight duty period planned; (e) Experience (total and on type), recency and qualification of the crew ; and (f) The designation of the Pilot-in-Command. 11.2 Flight crew incapacitation. Instructions on the succession of command in the event of flight crew incapacitation (only applicable with a crew of two or more ). 11.3 Operation on more than one type. A statement indicating which helicopters are considered as one type for the purpose of: (a) Flight crew scheduling; and (b) Cabin crew scheduling. 11.4 Qualification requirements. A description of the required license, rating(s), qualification/ competency (e.g. for routes, aerodromes and role, etc), experience, training, checking and recency for operations personnel to conduct their duties. Consideration must be given to the helicopter type, kind of operation and composition of the crew (for specialized activities such as offshore, mountains, heli ski and EMS). 11.4.1 (a) (b) (c) (d) (e) (f)
Flight crew Pilot-in-Command; Co-pilot; Pilot under supervision; Flight Engineer Additional flight crew if required e.g. for HEMS/ Hoist Operations Operation on more than one type or variant. 81
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11.4.2 Cabin crew (applicable only for operations with helicopters of 19 seats or more) (a) Cabin crew member; (b) Additional cabin crew member and cabin crew member during familiarization flights; (c) Operation on more than one type or variant. 11.4.3 Training, checking and supervision personnel (a) For flight crew; (b) For cabin crew. 11.4.4 Other operations personnel 11.5 Crew Health Precautions 11.5.1 The relevant regulations and guidance to crew concerning health as specified in CAR Section 5 Series F Part III including: (a) Alcohol and other intoxicating liquor; (b) Narcotics; (c) Drugs; (d) Sleeping tablets; (e) Pharmaceutical preparations; (f) Immunization; (g) Scuba diving; (h) Blood donation; (i) Meal precautions prior to and during flight; (j) Sleep and rest. 12. Specific instructions for the computation of the quantities of fuel and oil to be carried, having regard to all circumstances of the operation including the possibility of the failure of the power plant for single engine and one or more power plants for multi engine helicopter while en route. 12.1 The methods by which the quantities of fuel and oil to be carried are determined and monitored in flight. This section must also include instructions on the measurement and distribution of the fluid carried on board. Such instructions must take of all circumstances likely to be encountered on the flight, including the possibility of in-flight replanning and of failure of one or more of the power plants for multi-engine helicopter. The system for maintaining fuel and oil records must also be described. Note : Information on determining fuel and oil supply can be found in CAR Section 8 Series H Part I 82
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13. The conditions under which oxygen shall be used and the amount of oxygen determined. The operator shall specify and describe the type of equipment used such as bottles, mask, etc., as well as the applicable limitations and the approval obtained. 13.1 An explanation of the conditions under which oxygen must be provided and used. 13.2 The oxygen requirements specified for: (a) Flight crew; (b) Cabin crew; and (c) engers. Note : Information on determining oxygen requirements can be found in CAR Section 8 Series H Part I 14.
Instructions for preparation of load and trim sheets.
14.1 The general principles of mass and centre of gravity including: (a) Definitions; (b) Methods, procedures and responsibilities for preparation and acceptance of mass and centre of gravity calculations; (c) The policy for using either standard and/or actual masses; (d) The method for determining the applicable enger, baggage and cargo mass; (e) The applicable enger and baggage masses for various types of operations and helicopter type; (f) General instruction and information necessary for verification of the various types of mass and balance documentation in use; (g) Last Minute Changes procedures; (h) Specific gravity of fuel and oil; (i) Seating policy/procedures; and (j) Standard load plans. Note : Information on determining oxygen requirements can be found in CAR Section 8 Series D Part I 15. Instructions for the conduct and control of ground de-icing/ anti-icing operations. Operator shall differentiate between the large majority of helicopters not cleared for flight in icing conditions. In this case a simple information on basic de-icing on the ground is required. He must also provide the limited icing criteria if the helicopter is certificated for flight in those conditions as well as flying in icing conditions if properly certificated . 83
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15.1 A description of the de-icing and anti-icing policy and procedures for helicopters on the ground. These shall include descriptions of the types and effects of icing and other contaminants on helicopters whilst stationary, during ground movements and during take-off. In addition, a description of the fluid types used must be given including: (a) Proprietary or commercial names; (b) Characteristics; (c) Effects on helicopter performance; (d) Hold-over times; and (e) Precautions during usage. 16.
The specifications for the operational flight plan
16.1 Procedures and responsibilities for the preparation and acceptance of the operational flight plan. The use of the operational flight plan must be described including samples of the operational flight plan formats in use. (Differentiate between VFR, Special VFR and IFR procedures) 17. Standard operating procedures (SOP) for each phase of flight. Differentiate between PC1/2/3 operations. Also differentiate between VFR, Special VFR and IFR procedures. A simplified procedure for VFR and Special VFR operations shall be developed. The SOP should contain 17.1 Flight Preparation Instructions. As applicable to the operation: 17.1.1 Minimum Flight Altitudes. 17.1.2 Criteria for determining the usability of aerodromes/heliports/helidecks. 17.1.3 Methods for the determination of heliport operating minima. 17.1.4 En-route Operating Minima for VFR Flights or VFR portions of a flight and, where single engined helicopters are used, instructions for route selection with respect to the availability of surfaces which permit a safe forced landing. 17.1.5 Presentation and Application of Aerodrome/heliport/helideck and En-route Operating Minima
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17.1.6 Interpretation of meteorological information. Explanatory material on the decoding MET forecasts and MET reports relevant to the area of operations, including interpretation of conditional expressions.
of the
17.1.7 Determination of the quantities of fuel and oil carried. 17.1.8
Mass and balance control.
17.1.9 Operational Flight Plan. 17.1.10 ATS Flight Plan. Procedures and responsibilities for the preparation and submission of the air traffic services flight plan. Factors to be considered include the means of submission for both individual and repetitive flight plans. 17.1.11 Operator's Helicopter Technical Log. The responsibilities and the use of the operator's Helicopter Technical Log must be described, including samples of the format used. 17.1.12 List of documents, forms and additional information to be carried 17.2 Ground handling arrangement and procedures. 17.3 Flight Procedures 17.3.1 Take Off in PC 1/2/3 17.3.2 Take Off Flight Path in PC 1/2/3 17.3.3 Enroute when operating in PC 1/2/3 17.3.4 Approach and Landing in PC 1/2/3 17.3.5 VFR/ IFR Policy. A description of the policy for allowing flights to be made under VFR, or of requiring flights to be made under IFR, or of changing from one to the other. (Information can be found in CAR Section 9 Series C Part I). 17.3.6 Navigation Procedures. A description of all navigation procedures relevant to the type(s) and area(s) of operation. Consideration must be given to: (a) Standard navigational procedures including policy for carrying out independent crosschecks of keyboard entries where these affect the flight path to be followed by the helicopter; (b) RNAV. A description of the relevant RNAV procedures; 85
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(c) (d)
In-flight re-planning; and Procedures in the event of system degradation.
17.3.7 Altimeter setting procedures 17.3.8 Policy and procedures for in-flight fuel management 17.3.9 Adverse and potentially hazardous atmospheric conditions. Procedures for operating in, and/or avoiding, potentially hazardous atmospheric conditions including: (a) Thunderstorms; Note: Helicopters are not permitted to enter thunderstorms, they must either avoid them or fly below. (b) Icing conditions; Note: Only a limited number of helicopters are certificated for flying in icing conditions; (c) Turbulence; (d) Windshear; (e) Heavy precipitation; (f) Sand storms; (g) Mountain waves; (h) Significant Temperature inversions; (i) Sea state. 17.3.10 Wake Turbulence and Rotor Downwash. Wake turbulence and rotor downwash separation, taking into helicopter types, wind conditions and FATO size and location. Special attention shall be given to the proximity of high building in congested areas. 17.4 All Weather Operations. A description of the operational procedures associated with All Weather Operations (Only applicable for IFR certificated helicopters). (Information can be found in CAR Section 8 Series H Part I). 17.5 (a) (b) (c) (d)
Special Operations Offshore Operations Mountain Operations Aerial Work Operations HEMS Operations Note: Special attention to be given when the helicopter is fitted with special equipment which may affect the flight characteristics defined by the manufacturer, such as camera mount, external loads.
17.6
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(a) (b) (c) (d) (e)
Training flights; Test flights; Ferry flights; Demonstration flights; and Positioning flights Note: The procedures should include the kind of persons who may be carried on such non-revenue flights.
18.
Instructions on the use of normal checklists and the timing of their Use.
When operating with a crew of two or more instructions on the use of normal checks lists and the timing of their use with details on the Silent Checks, Challenge and Response Checks and the Verbal Checks. 19.
Instructions on the maintenance of altitude awareness
19.1 A description to ensure that operations are only conducted along such routes or within such areas for which: (a) The performance of the helicopter used is adequate to comply with minimum flight altitude requirements; (b) Appropriate maps and charts are available. The operator shall provide a basic set of maps and charts for VFR operation. 20. Instructions on the clarification and acceptance of ATC clearances, particularly where terrain clearance is involved 20.1 Instructions to include conditions under which deviations from clearances may be accepted. 21.
Departure and approach briefings
21.1
Briefing procedures. Only applicable with a crew of two or more .
22.
Route, role and area familiarization
22.1
A description of the required qualification/ competency for routes and heliports.
23. Conditions required to commence or to continue an instrument approach (Only applicable for IFR). 87
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23.1 A description of procedures to be used under which decisions are taken to commence, continue or discontinue an instrument approach 24. Instructions for the conduct of precision and non-precision instrument approach procedures (Only applicable for IFR). 24.1 A description of the operational procedures associated with precision and non-precision instrument approach procedures. 25 Allocation of flight crew duties and procedures for the management of crew workload during night and IMC instrument approach and landing operations (Only applicable for IFR) 25.1 A description of the procedures for night and IMC instrument approaches and operations taking in consideration all safety precautions.
landing
26. Information and instructions relating to the interception of civil aircraft including: a) procedures, as prescribed in ICAO Annex 2, for pilots-in-command of intercepted aircraft; and b) visual signals for use by intercepting and intercepted aircraft, as contained in ICAO Annex 2. 26.1 Self explanatory. (Can be found in ICAO Annex 2) 27. Details of the accident prevention and flight safety program, including of safety policy and the responsibility of personnel
a statement
27.1 A description of the main aspects of the flight safety programme including; a) Programmes to achieve and maintain risk awareness by all persons involved in operations; b) Evaluation of relevant information relating to accidents and incidents and the promulgation of related information. 28. Information and instructions on the carriage of dangerous goods, including action to be taken in the event of an emergency. Note: Most helicopter operators do not transport dangerous goods and if this is the case they shall specify it. 28.1 Information, instructions and general guidance on the transport of dangerous goods including: 88
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(a) Operator's policy on the transport of dangerous goods; (b) Guidance on the requirements for acceptance, labelling, handling, stowage and segregation of dangerous goods; (c) Procedures for responding to emergency situations involving dangerous goods; (d) Duties of all personnel involved; and (e) Instructions on the carriage of the operator's employees. 28.2 The conditions under which weapons, munitions of war and sporting weapons may be carried. 29.
Security instruction and guidance
29.1 Security instructions and guidance of a non-confidential nature which must include the authority and responsibilities of operations personnel. Policies and procedures for handling and reporting crime on board such as unlawful interference, sabotage, bomb threats, and hijacking must also be included. 29.2 A description of preventative security measures and training. Note 1: Parts of the security instructions and guidance may be kept confidential. Note 2: Operator shall develop a simplified procedure for small helicopters.
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30.
The search procedure checklist provided
30.1 An operator shall ensure that there is on board a checklist of the procedures to be followed in searching for a bomb in case of suspected sabotage. The checklist shall be ed by guidance on a course of action to be taken should a bomb or suspicious object be found. (Refer ICAO Doc 9811 AN/ 766). Note: Operator shall develop a simplified procedure for small helicopters. 31. Instructions and training requirements for the use of Head-up Displays (HUD) or vision systems (VS) equipment as applicable.
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SECTION 11 – OPERATIONS MANUAL PART B (HELICOPTERS) Part B Aircraft Operating Information. NOTE: When necessary information can be found in the Aircraft Flight Manual (AFM), a reference to the manual including the para, is sufficient. 1.
Certification limitations and operating limitations.
1.1 A description of the certified limitations and the applicable operational limitations including: (a) Certification status viz Category A or Category B; (b) enger seating configuration for each helicopter type including a pictorial presentation; (c) Types of operation that are approved (e.g. PC1/2/3, IFR/VFR, CAT II/III, RNP Type, flights in known icing conditions etc.); (d) Crew composition; (e) Mass and center of gravity; (f) Speed limitations; (g) Performance envelope(s) for conforming to PC 1/2/3; (h) Wind limits; (i) Performance limitations for applicable configurations; (j) Slope; (k) Airframe contamination; (l) System limitations. 2. The normal, abnormal and emergency procedures to be used by the flight crew and the checklists relating thereto (Only applicable with a crew of two or more ). 2.1 The normal procedures and duties assigned to the crew, the appropriate check-lists, the system for use of the check-lists and a statement covering the necessary coordination procedures between flight and cabin crew. The following normal procedures and duties must be included: (a) Pre-flight; (b) Pre-departure; c) Altimeter setting and checking; d) Taxi, Take-Off and Take Off Path; (e) Noise abatement; 91
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(f) (g) (h) (i) (j) (k) (l) (m)
En-route; Approach, Landing preparation and briefing; VFR Approach; IFR approach; Visual Approach and circling; Missed Approach; Normal Landing; Post Landing.
2.2 The emergency procedures and duties assigned to the crew, the appropriate check-lists, the system for use of the check-lists and a statement covering the necessary coordination procedures between flight and cabin crew. The following emergency procedures and duties must be included: (a) Crew Incapacitation; (b) Fire and Smoke Drills; (c) Lightning Strikes; (d) Distress Communications and alerting ATC to Emergencies; (e) Engine failure; (f) System failures; (g) Guidance for Diversion in case of Serious Technical Failure; (h) AVAD warning; (i) Windshear; (j) Emergency Landing/Ditching; (k) Main and tail rotor failure. 3.
Flight planning data for pre-flight and in-flight planning.
3.1 Data and instructions necessary for preflight and in-flight planning. Where applicable, procedures for engine(s) out operations and flights to isolated heliports must be included. 3.2
The method for calculating fuel needed for the various stages of flight.
4.
Instructions and data for mass and balance calculations
4.1 Instructions and data for the calculation of the mass and balance including: (a) Calculation system (e.g. Index system); (b) Information and instructions for completion of mass and balance documentation, including manual and computer generated types; 92
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(c) Limiting masses and centre of gravity for the types, variants or individual helicopters used by the operator; and (d) Dry Operating mass and corresponding centre of gravity or index. 5.
Instructions for aircraft loading and securing of loads.
5.1
Procedures and provisions for loading and securing the load in the helicopter.
6.
Aircraft systems, associated controls and instructions for their use.
6.1 A description of the helicopter systems, related controls and indications and operating instructions. 7. The minimum equipment list for the helicopter types operated and specific operations authorized. 7.1 The Minimum Equipment List (MEL) taking of the helicopter types and variants operated and the type(s)/area(s) of operation. The MEL must include the navigational equipment and take into the required navigation performance for the route and area of operation. 8.
Checklist of emergency and safety equipment and instructions for its use.
9. Emergency evacuation procedures, including type-specific procedures, crew coordination, assignment of crew’s emergency positions and the emergency duties assigned to each crew member. 9.1 Instructions for preparation for emergency evacuation including crew coordination and emergency station assignment. 9.2 Emergency evacuation procedures. A description of the duties of all of the crew for the rapid evacuation of a helicopter and the handling of the engers in the event of a forced landing, ditching or other emergency. 10. The normal, abnormal and emergency procedures to be used, the checklists relating thereto and aircraft systems information as required. 10.1 Instructions of procedures for the coordination between flight and cabin conditions. 93
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11. Survival and emergency equipment for different routes and the necessary procedures to its normal functioning before takeoff, including procedures to determine the required amount of oxygen and quantity available, for continuous flight above 10000 feet and for mountains operations. 11.1 A list of the survival equipment to be carried for the routes to be flown and the procedures for checking the serviceability of this equipment prior to take- off. Instructions regarding the location, accessibility and use of survival and emergency equipment and its associated check list(s) must also be included. 11.2 The procedure for determining the amount of oxygen required and the quantity that is available. The flight profile and number of occupants. 12.
The ground-air visual code for use by survivors, as contained in ICAO Annex 12.
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Operations Manual Part C (Helicopters)
CAP 8100 Section 12 Revision 1 November 2014
SECTION 12 – OPERATIONS MANUAL PART C (HELICOPTERS) Part C Routes and Heliports.
1. A route guide to ensure that the flight crew will have, for each flight, information relating to communication facilities, navigation aids, aerodromes/heliports helidecks, instrument approaches, instrument arrivals and instrument departures as applicable for the operation, and such other information as the operator may deem necessary for the proper conduct of flight operations. 1.1
A Jeppesen manual is a good example of a route guide.
1.2 Description and limitations for offshore helidecks must be included, if offshore operations are performed by the operator. 2.
The minimum flight altitudes for each route to be flown.
3. Heliport/helideck operating minima for each of the heliport/helideck that are likely to be used as heliport/helideck of intended landing or as alternate heliports. 4. The increase of heliport/helideck operating minima in case of degradation of approach or heliport facilities. 5.
Instruction for the use of aerodrome operating minima for instrument approaches applicable to the use of HUD and VS. . Note : For Part C of the Operations Manual, material produced by the operator may be supplemented with or substituted by applicable Route Guide material produced by a specialized professional company.
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Operations Manual Part D (Helicopters)
CAP 8100 Section 13 Revision 1 November 2014
SECTION 13 – OPERATIONS MANUAL PART D (HELICOPTERS) Part D Training 1.
Details of flight crew training programme.
1.1
Training syllabi and checking programmes for flight crew.
1.1.1 (a) (b) (c) (d)
Conversion training which must include: Type rating course (if changing to a new type); Operators course (if changing to a new operator); Line flying under supervision; and Crew resource management training.
1.1.2 (a) (b) (c) (d) (e) (f) (g)
Recurrent training and checking which must include: Type or variant of helicopter on which the crewmember is certificated to operate; Ground refresher training; Helicopter/ flight simulator training; Emergency and safety equipment training and checking; CRM training; Line checks; and Training for specific operations, mountain flying, off-shore flying.
1.1.3
Route/ Role/ Area competence qualification.
1.1.4
Special training for special operations viz HEMS, winching, external load.
2.
Details of cabin crew duties training programme.
2.1 (a) (b) (c) (d)
Training syllabi and checking programmes for cabin crew including: Initial training; Conversion and difference training; Recurrent training; and Refresher training.
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3. Details of the flight operations officer/ flight dispatcher training program when employed in conjunction with a method of flight supervision. A simplified procedure shall be developed by operators having only a small number of helicopters. 3.1
Training syllabi and checking programmes for all relevant items pertaining to their duties. Note: The above training programs shall include the following procedures: a) Procedures for training and checking; b) Procedures to be applied in the event that personnel do not achieve or maintain the required standards; c) Procedures to ensure that abnormal or emergency situations requiring the application of part of or all of abnormal or emergency procedures and simulation of IMC by artificial means, are not simulated during commercial air transportation flights; and d) Description of documents to be stored and storage period.
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Qualifications And Level Of Experience Nominated Post Holders
CAP 8100 Appendix 1 Revision 0
June 2013
APPENDIX 1 - QUALIFICATIONS AND LEVEL OF EXPERIENCE NOMINATED POST HOLDERS 1.
Nomination of Post Holders
Nominated post holders must satisfy DGCA, India that they possess the appropriate experience and licensing requirements (if applicable) which are listed below. In particular cases (as an exception) the DGCA, may accept a nomination which does not meet requirements in full. In such a circumstance the nominee should be able to demonstrate his experience /qualifications which the Authority will accept as been comparable. Such acceptance will depend upon the ability of nominee to perform effectively the functions associated with the post and the scale of operation. The nominated post holders should have practical experience and expertise in the application of aviation safety standards and safe operating practices. To enable the DGCA, India to clearly identify the persons responsible for different aspects of the operation, the applicant must nominate and seek approval for those personnel selected for following positions. The nomination shall be accompanied by a complete and accurate resume of the person nominated. Any subsequent change in approved Nominated post holders should be effected only with the approval of DGCA, India. 1.1 able Manager (General Manager / Chief Executive Officer) Responsible for the overall functioning of the operation, who has corporate authority to ensure that all operations and maintenance activities can be financed and carried out to the standard required by the DGCA, India. 1.2 Director Flight Operations Responsible for the conduct and standard of flight operations 1.3 Director Engineering and Maintenance Responsible for the conduct and standard of engineering and maintenance 1.4
Director Training
Responsible for the conduct and standards for all training as required in Operations Manual Part D, for persons involved with aircraft operations 98
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1.5
Director Ground Operations
Responsible for the conduct and standard of ground operations. 1.6
Director airline security
Responsible for the standard of airline security 1.7
Director in fight services (cabin safety)
Responsible for cabin crew (cabin safety functions). This post holder shall function under the authority of the Director Flight Operations. 1.8
Director Quality
Responsible for the airline quality system 1.9
Director Safety management (SMS)
Responsible for the airline Safety Management system 1.10
Director Safety
Responsible for the airline safety 1.11
Chief pilots for each fleet
Responsible for the safe operation of an aircraft fleet Some of the above positions may be combined, depending on the size and complexity of the Operation, if the management structure is acceptable to DGCA. It is not obligatory to use the titles above; however, the offices responsible for the duties listed in paragraph above must be clearly identified. As the qualifications and level of experience of the nominated post holders will vary according to the scope and size of the proposed operation, DGCA Inspectors will use judgment in deciding whether or not particular experience and qualifications are acceptable. 2. Desirable qualifications of nominated post holders 2.1
able Manager (General Manager / Chief Executive Officer)
To be agreed with DGCA, India. 99
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2.2
Director Flight Operations
The nominee shall have at least the following or comparable qualifications. (a) (b) (c) (d) the
2000 hours flight time in operations identical or substantially similar to those proposed 1000 hours in command of aircraft of the same type or a type substantially similar to the major type of aircraft proposed to be operated DGCA License, rating(s) appropriate to the proposed category of operation Before the commencement of revenue services, hold a P1 endorsement on major type of aircraft proposed to be operated. Should the fleet change in
the
(e)
future, the head of line operations must maintain an endorsement on at least one major type in current operation.(Note: it is not necessary that the head of line operations actually operates the company’s aircraft in revenue service, although the person appointed may choose to do. The requirement is that the head of line operations be personally experienced in the manner in which the company requires its major type of aircraft to be operated) The candidate’s performance within the past 5 years, should be such that there is no doubt as to his character , integrity or judgment in relation to flight operations. He should also have a history of maintenance of and compliance with regulatory requirements.
2.3
Director Engineering and Maintenance
(a) (as
The Head of Maintenance
(b)
/
Engineering
or
Director
Maintenance
applicable), is responsible to the DGCA for ensuring that the and conditions stipulated in the MCM approved by the DGCA are complied with. This will guarantee that responsibility for taking corrective action for any deficiencies that will be identified by the DGCA is vested at the highest level in the organization management structure, thus ensuring that the executive authority is in place for safe practices. The holder of this position should be approved by the DGCA and it must be filled with an officer who satisfies the following requirements: 100
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Qualifications And Level Of Revision 1 November 2014 Experience Nominated Post Holders
(i) (ii)
Has a minimum of 10 years experience in the aviation field acceptable to the DGCA of which five years should be at a supervisory level. the Air Legislation examination for AMEs and has proven knowledge in airworthiness regulatory systems in force and knowledge to apply those requirements in managing civil aviation activities.
2.4
Director Training
(a)
1000 hours flight time in operations identical or substantially similar to those proposed 1000 hours in command of aircraft of the same type or substantially similar to those proposed to be operated. 500 hours as an unrestricted check pilot on the same type of aircraft or an aircraft substantially Hold a license and rating(s) appropriate to the proposed operations
(b) (c) (d) (e) (f)
Shall have held an examiner approval in the preceding 5 years on one of types of aircraft to be operated, and
The candidate’s performance within the past 5 years should be such that there is no doubt as to his character, integrity or judgment in relation to flight operations and maintenance of regulatory requirements.
2.5
Director Ground Operations
To be agreed with DGCA, India. 2.6
Director Airline Security
To be agreed with BCAS, India 2.7
Director in fight services (cabin safety)
(a)
Two years experience in a reputed airline as a manager in In-flight services section; or Five years experience as an instructor handling cabin crew in an airline; or Person acceptable to the Authority with knowledge in related regulations pertaining to aviation.
(b) (c)
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2.8
Director Quality
(a) The Manager Quality Assurance is responsible to CEO to manage the Quality standards of the organization, ister and monitor the standards necessary to ensure full compliance with the of approval. Vest all requirements pertaining to the airworthiness of aircraft, its equipment and ing facility. (b) The position should be filled with a person holding the following qualifications and he/she shall be acceptable to the DGCA. (c) Has a minimum of 7 years of aviation maintenance experience acceptable to the DGCA of which 3 years should be at a supervisory level in civil aircraft maintenance discipline. (i) Hold or has held an AME licence for a period more than three years and (ii) Has had at least three years of diversified maintenance experience on large aircraft with an Air Carrier or Approved Maintenance organization. (iii) Holder of at least type Approvals to certify the aircraft operated by the prospective air operator. (iv) Awarded with a course certificate to cover Airworthiness Management course for a period not less than 3 weeks and is acceptable to the DGCA. (v) Should have qualified Quality Assurance Inspectors working under him, who holds necessary type approvals to carryout quality functions on all types of aircraft operating under the AOP.
2.9
Director Safety Management Systems
To be agreed with DGCA, India. 2.10
Director Safety
To be agreed with DGCA, India 2.10
Chief pilots for each fleet
To be agreed with DGCA, India 102
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June 2013
CHECKLIST – 01A
ASSESMENT OF OPERATIONS MANUAL - PART A (AEROPLANES)
This Check List is to be used by Flight Operations Inspectors to assess the Operations Manual Part A submitted by the Operator. Name of the Operator: List all manuals submitted by the Operator complementing the requirements of Operations Manual Part A with revision number and effective date Sl No. Manual Revision no./Effective date 1. Operations Manual Part A xx/dd-mm-yy 2. 3. 4. 5. 6. 7. 8. Check that items listed below are incorporated in the Operators’ Manuals if applicable. Fill the Satisfactory / Unsatisfactory column. If Unsatisfactory a remark is required For provisions requiring mandatory approval “Approval” is annotated in the remarks column. All other provisions need technical evaluation. The “Approval” provisions will be transferred to the approval page as per CAR Section 8 Series O Part VII (Annexure). For provisions requiring airworthiness, cabin safety or dangerous goods directorate/division input, the FOI will process after input from respective directorate/division. The FOI needs to refer to Section 6 of CAP 8100 for contents of OM Part A Sl Provision Remarks Satisfactory/ No. Not Satisfactory/ Not Appl 1. OM A 1 2. OM A 2 Approval 3. OM A 3 Approval 4. OM A 4 Approval 5. OM A 5 6. OM A 6 Approval 7. OM A 7 Approval 8. OM A 8 9. OM A 9 10. OM A 10 103
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11. 12. 13. 14. 15. 16. 17. 18. 19. 20. 21. 22. 23. 24. 25 26. 27. 28. 29. 30. 31. 32. 33. 34. 35. 36. 37. 38. 39. 40. 41. 42. 43.
OM A 11 OM A 12 OM A 13 OM A 14 OM A 15 OM A 16 OM A 17 OM A 18 OM A 19 OM A 20 OM A 21 OM A 22 OM A 23 OM A 24 OM A 25 OM A 26 OM A 27 OM A 28 OM A 29 OM A 30 OM A 31 OM A 32 OM A 33 OM A 34 OM A 35 OM A 36 OM A 37 OM A 38 RVSM, PBN, MNPS ETOPS/EDTO Single pilot Night IFR Single engine Night/IMC
General remarks: Signature of Flight Operations Inspector: Name of Flight Operations Inspector: Date: 104
Approval
Approval Approval Approval Approval Approval
CAP 8100 Checklist 01A Revision 0
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Assessment Of Operations Manual – Part B (Aeroplanes)
CAP 8100 Checklist 02A Revision 0
June 2013
CHECKLIST – 02A
ASSESMENT OF OPERATIONS MANUAL - PART B (AEROPLANES)
This Check List is to be used by Flight Operations Inspectors to assess the Operations Manual Part B submitted by the Operator. Name of the Operator: List all manuals submitted by the Operator complementing the requirements of Operations Manual Part B with revision number and effective date Sl No. Manual Revision no./Effective date 1. Operations Manual Part B xx/dd-mm-yy 2. 3. 4. 5. 6. 7. 8. Check that items listed below are incorporated in the Operators’ Manuals if applicable. Fill the Satisfactory / Unsatisfactory column. If Unsatisfactory a remark is required For provisions requiring mandatory approval “Approval” is annotated in the remarks column. All other provisions need technical evaluation. The “Approval” provisions will be transferred to the approval page as per CAR Section 8 Series O Part VII (Annexure). For provisions requiring airworthiness, cabin safety or dangerous goods directorate/division input, the FOI will process after input from respective directorate/division. The FOI needs to refer to Section 7 of CAP 8100 for contents of OM Part B Sl Provision Remarks Satisfactory/ No. Not Satisfactory/ Not Appl 1. OM B 1 2. OM B 2 3. OM B 3 4. OM B 4 5. OM B 5 6. OM B 6 7. OM B 7 8. OM B 8 9. OM B 9 Approval 10. OM B 10 105
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11. 12. 13. 14. 15.
OM B 11 OM B 12 OM B 13 OM B 14 AOM addl safety margin
Approval
16. 17. 18. 19. 20.
General remarks:
Signature of Flight Operations Inspector: Name of Flight Operations Inspector: Date:
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Assessment Of Operations Manual – Part C (Aeroplanes)
CAP 8100 Checklist 03A Revision 0
June 2013
CHECKLIST – 03A
ASSESMENT OF OPERATIONS MANUAL - PART C (AEROPLANES)
This Check List is to be used by Flight Operations Inspectors to assess the Operations Manual Part C submitted by the Operator. Name of the Operator: List all manuals submitted by the Operator complementing the requirements of Operations Manual Part C with revision number and effective date Sl No. Manual Revision no./Effective date 1. Operations Manual Part C xx/dd-mm-yy 2. 3. 4. 5. Check that items listed below are incorporated in the Operators’ Manuals if applicable. Fill the Satisfactory / Unsatisfactory column. If Unsatisfactory a remark is required For provisions requiring mandatory approval “Approval” is annotated in the remarks column. All other provisions need technical evaluation. The “Approval” provisions will be transferred to the approval page as per CAR Section 8 Series O Part VII (Annexure). For provisions requiring airworthiness, cabin safety or dangerous goods directorate/division input, the FOI will process after input from respective directorate/division. The FOI needs to refer to Section 8 of CAP 8100 for contents of OM Part C Sl Provision Remarks Satisfactory/ No. Not Satisfactory/ Not Appl 1. OM C 1 2. OM C 2 3. OM C 3 4. OM C 4 5. OM C 5 6. 7. 8. General remarks: Signature of Flight Operations Inspector: Name of Flight Operations Inspector: Date: 107
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Assessment Of Operations Manual – Part D (Aeroplanes)
CAP 8100 Checklist 04A Revision 0
June 2013
CHECKLIST – 04A
ASSESMENT OF OPERATIONS MANUAL - PART D (AEROPLANES)
This Check List is to be used by Flight Operations Inspectors to assess the Operations Manual Part D submitted by the Operator. Name of the Operator: List all manuals submitted by the Operator complementing the requirements of Operations Manual Part D with revision number and effective date Sl No. Manual Revision no./Effective date 1. Operations Manual Part D xx/dd-mm-yy 2. 3. 4. 5. Check that items listed below are incorporated in the Operators’ Manuals if applicable. Fill the Satisfactory / Unsatisfactory column. If Unsatisfactory a remark is required For provisions requiring mandatory approval “Approval” is annotated in the remarks column. All other provisions need technical evaluation. The “Approval” provisions will be transferred to the approval page as per CAR Section 8 Series O Part VII (Annexure). For provisions requiring airworthiness, cabin safety or dangerous goods directorate/division input, the FOI will process after input from respective directorate/division. The FOI needs to refer to Section 9 of CAP 8100 for contents of OM Part D Sl No Provision Remarks Satisfactory/ Not Satisfactory/ Not Appl 1. OM D 1 Approval 2. OM D 2 Approval 3. OM D 3 Approval 4. Use of FSTD Approval 5. Training in DG Approval 6. 7. 8. General remarks: Signature of Flight Operations Inspector: Name of Flight Operations Inspector: Date: 108
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Assessment Of Operations Manual – Part A (Helicopters)
CAP 8100 Checklist 01H November Revision 1 2014
CHECKLIST – 01H
ASSESSMENT OF OPERATIONS MANUAL - PART A (HELICOPTERS)
This Check List is to be used by Flight Operations Inspectors to assess the Operations Manual Part A submitted by the Operator. Name of the Operator: List all manuals submitted by the Operator complementing the requirements of Operations Manual Part A with revision number and effective date Sl No. Manual Revision no./Effective date 1. Operations Manual Part A xx/dd-mm-yy 2. 3. 4. 5. 6. 7. 8. Check that items listed below are incorporated in the Operators’ Manuals if applicable. Fill the Satisfactory / Unsatisfactory column. If Unsatisfactory a remark is required For provisions requiring mandatory approval “Approval” is annotated in the remarks column. All other provisions need technical evaluation. The “Approval” provisions will be transferred to the approval page as per CAR Section 8 Series O Part VII (Annexure). For provisions requiring airworthiness, cabin safety or dangerous goods directorate/division input, the FOI will process after input from respective directorate/division. The FOI needs to refer to Section 10 of CAP 8100 for contents of OM Part A Sl Provision Remarks Satisfactory/ No. Not Satisfactory/Not Appl 1. OM A 1 2. OM A 2 Approval 3. OM A 3 Approval 4. OM A 4 5. OM A 5 Approval 6. OM A 6 Approval 7. OM A 7 Approval 8. OM A 8 9. OM A 9 10. OM A 10 11. OM A 11 12. OM A 12 13. OM A 13 109
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14. 15. 16. 17. 18. 19. 20. 21. 22. 23. 24. 25 26. 27. 28. 29. 30. 31. 32. 33. 34. 35. 36. 37. 38.
OM A 14 OM A 15 OM A 16 OM A 17 OM A 18 OM A 19 OM A 20 OM A 21 OM A 22 OM A 23 OM A 24 OM A 25 OM A 26 OM A 27 OM A 28 OM A 29 OM A 30 OM A 31 PBN
Approval
General remarks:
Signature of Flight Operations Inspector: Name of Flight Operations Inspector: Date:
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Preparation and Certification Of Operations Manual
Assessment Of Operations Manual – Part B (Helicopters)
CAP 8100 Checklist 02H November Revision 1 2014
CHECKLIST – 02H
ASSESMENT OF OPERATIONS MANUAL - PART B (HELICOPTERS)
This Check List is to be used by Flight Operations Inspectors to assess the Operations Manual Part B submitted by the Operator. Name of the Operator: List all manuals submitted by the Operator complementing the requirements of Operations Manual Part B with revision number and effective date Sl No. Manual Revision no./Effective date 1. Operations Manual Part B xx/dd-mm-yy 2. 3. 4. 5. 6. 7. 8. Check that items listed below are incorporated in the Operators’ Manuals if applicable. Fill the Satisfactory / Unsatisfactory column. If Unsatisfactory a remark is required For provisions requiring mandatory approval “Approval” is annotated in the remarks column. All other provisions need technical evaluation. The “Approval” provisions will be transferred to the approval page as per CAR Section 8 Series O Part VII (Annexure). For provisions requiring airworthiness, cabin safety or dangerous goods directorate/division input, the FOI will process after input from respective directorate/division. The FOI needs to refer to Section 11 of CAP 8100 for contents of OM Part B Sl Provision Remarks Satisfactory/ No. Not Satisfactory/ Not Appl 1. OM B 1 2. OM B 2 3. OM B 3 4. OM B 4 5. OM B 5 6. OM B 6 7. OM B 7 8. OM B 8 9. OM B 9 Approval 10. OM B 10 11. OM B 11 12. OM B 12 13. 111
Preparation and Certification Of Operations Manual
Assessment Of Operations Manual – Part B (Helicopters)
14. 15. 16. 17. 18. 19. 20.
General remarks:
Signature of Flight Operations Inspector: Name of Flight Operations Inspector: Date:
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CAP 8100 Checklist 02H November Revision 1 2014
Preparation and Certification Of Operations Manual
Assessment Of Operations Manual – Part C (Helicopters)
CAP 8100 Checklist 03H Revision 0
June 2013
CHECKLIST – 03H
ASSESMENT OF OPERATIONS MANUAL - PART C (HELICOPTERS)
This Check List is to be used by Flight Operations Inspectors to assess the Operations Manual Part C submitted by the Operator. Name of the Operator: List all manuals submitted by the Operator complementing the requirements of Operations Manual Part C with revision number and effective date Sl No. Manual Revision no./Effective date 1. Operations Manual Part C xx/dd-mm-yy 2. 3. 4. 5. Check that items listed below are incorporated in the Operators’ Manuals if applicable. Fill the Satisfactory / Unsatisfactory column. If Unsatisfactory a remark is required For provisions requiring mandatory approval “Approval” is annotated in the remarks column. All other provisions need technical evaluation. The “Approval” provisions will be transferred to the approval page as per CAR Section 8 Series O Part VII (Annexure). For provisions requiring airworthiness, cabin safety or dangerous goods directorate/division input, the FOI will process after input from respective directorate/division. The FOI needs to refer to Section 12 of CAP 8100 for contents of OM Part C Sl Provision Remarks Satisfactory/ No. Not Satisfactory/Not Appl 1. OM C 1 2. OM C 2 3. OM C 3 4. OM C 4 5. OM C 5 6. 7. 8. General remarks: Signature of Flight Operations Inspector: Name of Flight Operations Inspector: Date: 113
Preparation and Certification Of Operations Manual
Assessment Of Operations Manual – Part D (Helicopters)
CAP 8100 Checklist 04H Revision 0
June 2013
CHECKLIST – 04H
ASSESMENT OF OPERATIONS MANUAL - PART D (HELICOPTERS)
This Check List is to be used by Flight Operations Inspectors to assess the Operations Manual Part D submitted by the Operator. Name of the Operator: List all manuals submitted by the Operator complementing the requirements of Operations Manual Part D with revision number and effective date Sl No. Manual Revision no./Effective date 1. Operations Manual Part D xx/dd-mm-yy 2. 3. 4. 5. Check that items listed below are incorporated in the Operators’ Manuals if applicable. Fill the Satisfactory / Unsatisfactory column. If Unsatisfactory a remark is required For provisions requiring mandatory approval “Approval” is annotated in the remarks column. All other provisions need technical evaluation. The “Approval” provisions will be transferred to the approval page as per CAR Section 8 Series O Part VII (Annexure). For provisions requiring airworthiness, cabin safety or dangerous goods directorate/division input, the FOI will process after input from respective directorate/division. The FOI needs to refer to Section 13 of CAP 8100 for contents of OM Part D Sl No Provision Remarks Satisfactory/ Not Satisfactory/ Not Appl 1. OM D 1 Approval 2. OM D 2 Approval 3. OM D 3 Approval 4. Use of FSTD Approval 5. Training in DG Approval 6. 7. General remarks:
Signature of Flight Operations Inspector: Name of Flight Operations Inspector: Date:
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Preparation and Certification Of Operations Manual
Approval Page for Operations Manual
CAP 8100 Annexure Revision 1 November 2014
ANNEXURE 1 - APPROVAL PAGE FOR AEROPLANE OPERATIONS MANUAL Name of Operator: In accordance with CAR Section 8 Series O Part VII, the following contents of the Operations Manual are approved Sl Provision CAR Reference Operations Manual Reference No (Sec, Series,Part) Chapter/Section Revision No /Pages and Date 1 Method for establishing minimum flight 8,O,II & 9,R,I altitudes 2. Method for determining aerodrome operating 8,O,II & 8,C,I minima 8,O,II 3. Additional requirements for single pilot operations under instrument flight rules (IFR) at night 4. Flight time, flight duty periods and rest periods 7,J,I/II/III 5. Specific extended range operations 8,O,II & 8,S,I 8,O,II 6. Additional requirements for operations of single-engine turbine powered aeroplanes at night and/or in instrument meteorological conditions (IMC) 7. Aircraft-specific minimum equipment list 8,O,II & 2,B,I (MEL) 8. Performance-based navigation operations 8,O,II & 8,S,IV 9. MNPS operations 8,O,II & 8,S,III 10. RVSM operations 8,O,II & 8,S,II 11. Procedures for electronic navigation data 8,O,II & 8,S,IV management 12. Flight crew training programmes 8,O,II & 8,F,II 13. Training in the transport of dangerous goods 8,O,II, 8,F,II & 11,C,I 14. Aerodrome additional safety margin 8,O,II & 8,C,I 15. Pilot-in-command area, route and 8,O,II & 8,F,II aerodrome qualifications 16. Use of flight simulation training devices 8,O,II 17. Method of control and supervision of flight 8,O,II operations 18. Cabin attendant training programmes 8,O,II & 7,M,I 115
Preparation and Certification Of Operations Manual
Approval Page for Operations Manual
CAP 8100 Annexure Revision 1 November 2014
Name of Operator: Conditions: a) Other elements in CAR Section 8 Series O Part VII , which are not covered in the above list, but require DGCA approval, shall be issued with a letter of approval. b) Elements which do not require specific approval are therefore accepted, provided they do not contravene with any applicable regulations. c) Operations Manual Part B and C, issued by aircraft manufacturer or approved organisation, shall be amended or revised so that the instruction and information contained therein are kept up to date. If the revisions of these manual affect any of the approval element, notification and approval from DGCA is required. d) This page (s) is an Official Approval Document and shall be incorporated into the Operations Manual.
Signature of Chief Flight Operations Inspector: Name of Chief Flight Operations Inspector: Date:
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Preparation and Certification Of Operations Manual
Approval Page for Operations Manual
CAP 8100 Annexure Revision 1 November 2014
ANNEXURE 2 - APPROVAL PAGE FOR HELICOPTER OPERATIONS MANUAL
Name of Operator: In accordance with CAR Section 8 Series O Part VII, the following contents of the Operations Manual are approved Sl No
Provision
CAR Reference (Sec, Series,Part)
1
Method for establishing minimum flight altitudes
8,H,I & 9,R,I
2.
Method for determining aerodrome operating minima
8,H,I
3.
Conditions for Operations in Performance Class 1/2/3
8,H,I
4.
Flight time, flight duty periods and rest periods
7,J,II
5.
All Weather Operations (For IFR Certified helicopters)
8,H,I
6.
Method of control and supervision of flight operations
8,H,I
7.
Aircraft-specific minimum equipment list
2,B,I
8.
Flight crew training programmes
8,H,I
9.
Pilot-in-command area, route and role qualifications
8,H,I
10.
Cabin crew training programmes
7,M,I
11.
Training in the transport of dangerous goods
11,C,I
12.
Performance-based navigation
8,S,IV
117
Operations Manual Reference Chapter/Sectio n/Pages
Revision No and Date
Preparation and Certification Of Operations Manual
Approval Page for Operations Manual
CAP 8100 Annexure Revision 1 November 2014
Name of Operator: Conditions: e) Other elements in CAR Section 8 Series O Part VII , which are not covered in the above list, but require DGCA approval, shall be issued with a letter of approval. f) Elements which do not require specific approval are therefore accepted, provided they do not contravene with any applicable regulations. g) Operations Manual Part B and C, issued by aircraft manufacturer or approved organisation, shall be amended or revised so that the instruction and information contained therein are kept up to date. If the revisions of these manual affect any of the approval element, notification and approval from DGCA is required. h) This page (s) is an Official Approval Document and shall be incorporated into the Operations Manual.
Signature of Chief Flight Operations Inspector: Name of Chief Flight Operations Inspector: Date:
118